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Articles Posted in Broker Misappropriation

Annuity Loss Law Firm

Published on: June 19, 2023 | by Shepherd Smith Edwards & Kantas, LLP

The Number of Broker Fraud Lawsuits Against Citizens Securities Over CB Life Annuity Losses Is Growing

Our Trusted Annuity Loss Attorneys Represent Colorado Bankers Life Insurance Investors

With tens of thousands of investors, including retirees, sustaining losses in Colorado Bankers Life Insurance annuities, the number of broker negligence lawsuits filed by claimants seeking damages is increasing. One of the brokerage firms that has come under fire for allegedly unsuitably recommending these investments to customers is Citizens Securities, which is also under investigation by Massachusetts regulators for this very reason.

Broker Misappropriation Attorneys

Published on: May 24, 2023 | by Shepherd Smith Edwards & Kantas, LLP

When Broker Misappropriation Leads to Investor Losses

Ex-Aegis Capital Financial Advisor Surage Roshan Perera Allegedly Stole $4M From Investor

If you are an investor who suffered losses while working with former Aegis Capital broker Surage Roshan Perera, Shepherd Smith Edwards and Kantas (investorlawyers.com) would like to talk to you. Our skilled broker misconduct attorneys have been investigating current and former registered representatives from that brokerage firm for some time, most recently related to their sale of GWG L Bonds to investors. GWG Holdings is now accused of operating a more than $1.6B Ponzi scam.