Articles Posted in Reg D Offering Recovery Law Firm

Due Diligence Failures May Have Been Involved When Your Financial Advisor Marketed and Sold You This Regulation D Offering

Shepherd Smith Edwards and Kantas is investigating brokerage firms that unsuitably sold high-risk, illiquid Versity Delaware Statutory Trust (DST) Regulation D offerings to retail investors and retirees. The law firm is helping affected investors pursue FINRA arbitration claims to recover their financial losses based on allegations of due diligence failures, misrepresentations, and supervisory lapses.

If you are an investor who suffered losses in a Versity Delaware Statutory Trust (DST), the Shepherd Smith Edwards and Kantas Regulation D Offering Attorneys (investorlawyers.com) can help you explore your legal options. Now called Crew Enterprises, this entity is embroiled in allegations of a massive $56M investor fraud. While a New York Court threw out fraud claims in a lawsuit filed by KHCA Funding and Knights Hill Ireland II against the alternative investment company, its related entities, and a number of top executives, the Defendants were not cleared of any misconduct allegations.

Are You An Investor Who Suffered Losses In Oak Harbor Capital Special Opportunities Master Fund?

Our Investment Advisory Loss Lawyers Are Investigating The Firms That Sold Them 

The Shepherd Smith Edwards and Kantas Reg D Offering Recovery Law Firm (investorlawyers.com) is investigating claims of losses in the Oak Harbor Capital Special Opportunities Master Fund. This alternative investment fund is focused on undervalued assets, distressed assets, corporate carve-outs, and other unusual situations while seeking to make high returns from its involvement in early-stage opportunities or market inefficiencies. Run by private equity firm and investment adviser Oak Harbor Capital, the Oak Harbor Capital Special Opportunities Master Fund is unsuitable for retail investors. It should only have been sold to institutional investors, sophisticated accredited investors, and high-net-worth individual investors. This is a Regulation D offering, which makes it an unregulated, illiquid, risky investment.

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