Illinois Broker Fraud Attorneys

Illinois Broker Fraud Attorneys

Our Trusted Chicago Securities Law Firm Represents Illinois Investors Against Their Broker-Dealers 

If you lost money on NYSE Chicago or in an investment that was marketed to you by a US financial advisor, and you are wondering whether stockbroker fraud or negligence was a factor, Shepherd Smith Edwards and Kantas ( can help you explore your legal options. We represent investors throughout The Prairie State in holding broker-dealers liable for our client’s losses.

From our Chicago broker fraud law firm conveniently located in the city’s Loop, we work with Illinois investors in pursuing the damages they are owed because of the following kinds of broker misconduct:

Even if your financial advisor didn’t mean for you to suffer your serious financial product losses, if they breached their fiduciary duty to you in any way, you may have grounds for a FINRA lawsuit against them. You also may be able to sue your broker-dealer that should have properly trained and been overseeing their registered representative to ensure that nothing untoward was going on in your brokerage account.

Unfortunately, there are also brokerage firms and financial advisors who may purposely seek to place customers’ money at risk out of pure malintent in favor of earning high commissions and fees. When a financial product fails or proves fraudulent, it is the investors that end up suffering.

How Can Our Skilled Broker-Dealer Negligence Lawyers in the Windy City Help?

When you work with us, you are hiring a trusted securities law firm that has been fighting for investors for over three decades. Investment loss recovery caused by stockbroker fraud is a serious problem in the United States and one that can lead to serious financial harm for retail investors, retirees, elderly investors, high-net-worth investors, and institutional investors. It is why many of us—former brokers ourselves—left that industry. We now dedicate our professional lives to doing what we can to help investors recoup the damages they are owed from the brokerage firms responsible.

What Can Victims of Illinois Broker Misconduct Expect When Working With Us?


Seasoned securities law representation: Our veteran Chicago financial advisor fraud lawyers, legal assistants, and others have over a combined century’s worth of experience in the securities industry and securities law. We are well-respected by our peers and the opposing counsel that represents brokerage firms. Shepherd Smith Edwards and Kantas have worked with investors from all walks of life in all kinds of investment loss recovery claims that we’ve filed on their behalf in arbitration, mediation, and litigation. We have the knowledge and skills needed to take on even the most complex kinds of securities fraud cases against the largest US broker-dealers.

Personalized attention: Even though we are one of the largest securities law firms in the US, you can trust that you won’t get lost in the mix. It is because we have the manpower and resources that we can provide you with quality securities law representation that is customized to your investor loss claim and your needs.

Zealous commitment to protecting your legal rights: We believe that investors have every right to receive the financial recovery they are owed and we are here not only to fight for you but to protect your legal rights.

No legal fees except upon recovery and never out of your own pocket: Because we work on a contingency basis, you will only ever pay for our securities law services if we obtain a settlement or win an award for you. Payment will come from either of those and never directly out of your own wallet.

More than 90% percent of our clients have received full or partial financial recovery with our help. Over the years, this has resulted in many millions of dollars collectively for thousands of investors.

How To Contact Our Chicago Financial Advisor Fraud Attorneys

We know how hard it can be to go after your broker let alone pinpoint exactly what they did that caused you to suffer serious investment losses. This is why it is important that you work with savvy broker negligence lawyers to pursue this type of claim.

Call (312) 462-4176 or (800) 259-9010

Our Chicago Law Office

141 W Jackson Blvd #3550A
Chicago, IL 60604



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