Our Investment Loss Recovery Law Firm Wants To Talk To You

The Shepherd Smith Edwards and Kantas Investment Loss Recovery Law Firm is offering free consultations to investors who suffered financial losses from Regulation A alternative investments due to potential broker misconduct or negligence. Because these “mini-IPOs” involve early-stage businesses with high risks like illiquidity and limited transparency, brokers can be held liable if they unsuitably recommended the product or failed to disclose its inherent risks.

The Shepherd Smith Edwards and Kantas Investment Loss Recovery Law Firm (investorlawyers.com) represents investors who have suffered losses in Regulation A investments that were sold to them by a financial advisor. If you suspect that broker misconduct or negligence may have been involved, contact us today to request your free, no obligation case consultation.

What Are Regulation A Offerings and How Do They Work?

• This type of investment lets private companies sell shares to members of the public without an Initial Public Offering (IPO).
• Regulation A (Reg A+) offerings have been called mini-IPOs.
• A Reg A+ investment lets companies raise money from accredited and non-accredited investors.
• To be able to make a Reg A offering, a company has to meet eligibility requirements for one of two tiers.
• Regulation A offerings are exempt from typical SEC registration requirements for public offerings.
• Reg A+  products come with risks, including illiquidity, and limited transparency.
• Since companies involved with Reg As are typically early-stage businesses or startups, there is also a greater risk of failure than with investing in established companies.

What Are Regulation A Real Estate Investments?

This is when a real estate company uses this kind of investment offering to raise funds from the public without an IPO. An investment firm or a developer might use Reg A to pay for a real estate project or raise funds for a private real estate investment trust (REIT).

Why Might You Be Able To Hold Your Broker Liable For Your Regulation A Investment Losses?

• Your broker unsuitably recommended this public offering to you. Even though Reg  A investments can be sold to retail investors, they still must be appropriate for you given your risk tolerance level, financial goals, and other key facts about you related to your investor profile.
• Your financial advisor neglected to fully apprise you of the risks or left out material information about this Reg A offering.
• The brokerage firm didn’t perform the proper due diligence required to make sure that this was a viable investment opportunity and there were no red flags indicating trouble.
• Your broker-dealer failed to properly supervise their financial advisor and the activities in your brokerage account.

How Can An Investment Loss Recovery Law Firm Help Me Sue My Broker?

Alternative investment claims can be complex. You want to hire knowledgeable securities attorneys who are experienced in representing investors and know how to maximize your chances for a full recovery. This is not the kind of legal case you want to pursue on your own.

Explore Your Regulation A Loss Recovery Options Today

Call our Investment Loss Recovery Law Firm at (800) 259-9010 to ask for your free case assessment.