Our Lexington, Kentucky Misrepresentation Lawyers Are Here To Help Investors Recover Their Losses

If you suffered investment losses after a financial advisor provided misleading information or hid key risks, the legal team at Shepherd Smith Edwards and Kantas can help you recover your money. Serving investors across the state, these experienced Kentucky Misrepresentation Lawyers guide clients through FINRA arbitration and fight for the full financial recovery they deserve.

If you are a Kentucky investor whose financial advisor didn’t fully inform you about key information regarding an investment or strategy, including the risks involved, you may have grounds for a misrepresentations and omissions claim. Throughout The Bluegrass State, Shepherd Smith Edwards and Kantas (investorlawyers.com) provides seasoned securities representation to those wishing to pursue financial recovery from their broker-dealer or investment adviser.

What Does It Mean To Be The Victim of Misrepresentations or Omissions By A Financial Advisor?

Your broker or their firm either gave you false, incomplete, misleading, or inaccurate information about an investment or strategy. Such misrepresentations or omissions can keep an investor from fully understanding what kind of product they are buying into or the degree of risk they are taking on.

A Kentucky investor might even have opted out if only they had been given all of the material facts to which they were entitled. Instead, with an inaccurate picture of the investment or strategy, they went on to suffer serious losses.

If you are an investor who depended on incomplete or misleading information from your broker, our Lexington, Kentucky misrepresentations and omissions law firm can help.

What Are Possible Signs That My Broker May Have Committed Omissions or Misrepresentations?

• Your financial advisor minimized the risks involved in an illiquid or volatile product or investment strategy.
• The fees and commissions you were charged were not fully disclosed or explained to you beforehand.
• You were promised guaranteed returns and income.
• Your broker failed to tell you they were selling you products that were never approved or vetted by the brokerage firm.
• When you asked how your portfolio was doing, your financial advisor misled you when they said everything was going great even though some of your investments were in trouble.
• There were conflicts of interest that were not fully disclosed to you.

How Do I Know If I Have Grounds for A Kentucky Misrepresentations or Omissions Loss Lawsuit?

• Read the fine print in prospectuses, policy documents, or contracts you signed and see if there are any discrepancies compared to what your broker-dealer may have assured you of.
• Look out for hidden fees or costs that no one told you about.
• Your account statements are showing investments and trades you never approved or other unusual activity.
• Your financial advisor did not disclose that they have been the subject of customer complaints, regulatory sanctions, firings at other brokerage firms, or fraud allegations.

The best way to know for sure is to speak with one of our trusted Lexington, KY misrepresentations attorneys during a free case consultation. We can help you determine whether your portfolio losses warrant suing your broker.

How Can I Prove That I Was A Victim of Misrepresentations and Omissions by My Broker?

• You will need to show that your financial advisor gave you false information, or kept key facts from you, and that this directly led to you losing money.
• You must demonstrate that your broker knew or should have known that they were misrepresenting or omitting material information.
• You will have to prove that you relied on this incomplete or inaccurate information to make your investment decision.
• You need to show that monetary losses occurred as a direct result of this omission or misrepresentation.

This is not the kind of legal claim you want to make without a trusted Lexington, KY omissions law firm representing you if you want to win the damages you are owed.

Why Hire Our Seasoned Kentucky Misrepresentations and Omissions Attorneys To Fight For You?

You will likely have to make your broker misconduct case in FINRA arbitration, and there are specific strategies needed if you want to maximize your chances for a full financial recovery.

• Our securities law team at Shepherd Smith Edwards and Kantas has more than 100 years of combined experience in securities law and the securities industry.
• Over the decades, we have secured a collective many millions of dollars for the thousands of investors we have worked with.
• We have a lot of experience successfully fighting for clients in FINRA arbitration.

What To Explore Your Legal Options About Your Kentucky Misrepresentations and Omissions Claim?

Call our Kentucky Misrepresentation Lawyers at 866) 931-7628 or (800) 259-9010 or contact us online. Because we work on a contingency basis, we are only paid for our securities law services if we win an award or settlement for you.

Kentucky Misrepresentation Lawyers
216 E Reynolds Rd #C
Lexington, KY 40517