For GK Investment Holdings 7% Bond Investors, Financial Recovery May Be An Option.
You May Be Able To Pursue An Investment Loss Recovery Claim
Our investment Bond Loss Lawyers are continuing to look into claims of portfolio losses involving GK7% bond investors. GK 7% bonds, issued by GK Investment Holdings, had promised a 7% interest.
SSEK Mississippi Overconcentration Lawyers Are Representing Magnolia State Investors Against Brokers and Investment Advisers
From our Gulfport, MS securities law offices, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents Mississippi investors who sustained losses because of excessive concentration in their brokerage accounts. Overconcentration is a common problem that may have been avoided were it not for the poor, careless, or fraudulent decisions made by a financial advisor.
If you suspect that your losses may be due to a failure to diversify, you could have grounds for pursuing a Mississippi concentration claim against your broker-dealer. To explore your legal options, contact our Gulfport, MS overconcentration attorneys to set up your free, no obligation case assessment.
Senior Retirees Seek Up to $1M in Broker Fraud Lawsuit Against Arkadios Capital
Georgia Broker David Curry Was Their Longtime Financial Advisor
Shepherd Smith Edwards and Kantas Investment Loss Attorneys (investorlawyers.com) are representing two investors who are suing Arkadios Capital and their longtime financial advisor David Griswold Curry over losses they sustained in alternative investments. The claimants are an older couple who suffered over $500K in losses, not to mention investment fees, lost opportunity, and other costs.
FINRA Arbitration Panel Orders Stifel Financial To Pay $132.5M to Claimants Over Structured Note Losses
This Is The Latest Investment Award Involving Customers of Star Stifel Broker Chuck Roberts
In what is being called the largest retail investor arbitration award, a Financial Industry Regulatory Authority (FINRA) arbitration panel is ordering Stifel Financial Corp. to pay a family of investors $132.5M in damages and legal fees over losses they sustained in structured notes that were recommended and sold to them by star Stifel broker Chuck Roberts. The award includes $26.5 in compensatory damages, $79.5M in punitive damages, and $26.5M for legal fees. This is much higher than the $5M sought by the claimants.
Are You An Investor Who Suffered Losses In Cantor Fitzgerald Income Trust?
Our Non-Traded REIT Loss Attorneys Are Exploring Unsuitable Investment Recommendations
Shepherd Smith Edwards and Kantas Non-Traded REIT Loss Attorneys (investorlawyers.com) is investigating losses involving Cantor Fitzgerald Income Trust Inc. and the brokerage firms that may have inappropriately marketed and sold this non-traded real estate investment trust (non-traded REIT) to customers. If you are an investor who would like to explore your legal options regarding your portfolio losses, contact our non-traded REIT fraud law firm today.
Suing Broker-Dealers Who Breached Their Fiduciary Duty To Texas Investors
Brokerage firms have a duty to properly oversee their registered representatives and their activities in customer accounts. When a failure to supervise allows or neglects to prevent broker fraud from happening, an investor who suffers losses as a result may be able to sue for damages.
Shepherd Smith Edwards and Kantas Dallas Failure To Supervise Attorneys (investorlawyers.com) represent Texas investors who have fallen victim to failure to supervise by their broker-dealer. Contact our Dallas, Tx supervisory negligence law firm today to request your free, no obligation consultation.
Non-Traded REIT Losses May Be Grounds For a Broker Misconduct Case. Our Non-Traded REIT Fraud Attorneys Represent Investors In Pursuing Damages
Shepherd Smith Edwards and Kantas Non-Traded REIT Fraud Attorneys (investorlawyers.com) represent investors who have sustained losses in non-traded real estate investment trusts (non-traded REITs) that were unsuitably recommended to them by a broker-dealer or investment adviser. We are currently investigating claims of losses and/or representing investors who have sustained non-traded REIT losses involving the following:
Are You An Investor Who Suffered Losses Due To Margin Blowout? Our Margin Abuse Attorneys Want To Talk To You
If you are an investor who suspects that broker misconduct was a factor in your margin loss claim, contact Shepherd Smith Edwards and Kantas Margin Abuse Attorneys (investorlawyers.com) today. We are looking into claims that may have involved your financial advisor selling out your account positions to satisfy your margin calls.
Having a margin account lets you borrow money from your broker-dealer, which gives you more money to invest. However, you will have to pay back that money. While brokerage firms are entitled to liquidate investors from various positions to meet margin calls, there may be instances in which grounds for a broker negligence claim may be warranted. For example, if your broker-dealer told you that there was time to meet margin calls but then sold your positions before that time had passed, misrepresentations and omissions may have occurred.
Our Florida Unsuitability Law Firm Has Been Fighting for Investors For Over 30 Years
The Shepherd Smith Edwards and Kantas Florida Unsuitability Law Firm (investorlawyers.com) represents Florida investors who sustained losses because of unsuitable investment recommendations by their brokerage firm or investment adviser. Contact our Tampa, FL unsuitability attorneys today so that we can help you explore your legal options.
Unsuitability Is One Of The Most Common Reasons For Florida Investor Losses
Representing Northstar (Bermuda) Investors From Latin America, Central American, and South America. Our Annuity Fraud Lawyers Work With International Investors In Pursuing Damages From US-Based Brokerage Firms
Shepherd Smith Edwards and Kantas Annuity Fraud Lawyers (investorlawyer.com) continue to represent investors whose US broker unsuitably marketed and sold them annuities in the now-bankrupt Northstar Financial Services (Bermuda). Unfortunately, this offshore investment was sold to many non-US citizens, including those who specifically turned to broker-dealers in this country in the hope of securing a safe haven for their assets.
Instead, many investors from Latin America, Central America, and South America were sold annuities in a Bermuda entity owned by Greg Lindberg, who recently pleaded guilty to defrauding annuity investors of $2B. Lindberg was long suspected of funneling money from his insurance companies to his special-purpose vehicles.
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