Retirement Fund Fraud Attorneys

Our Skilled Retirement Fund Fraud Attorneys Want To Talk To You

Shepherd Smith Edwards and Kantas (investorlawyers.com) represents young retirees, senior investors, still working professionals that are saving for their future, family trusts, and others that lost their life savings due to the poor investment advice or mismanagement of their financial advisor. Unfortunately, broker misconduct and negligence can lead to life altering and devastating for investors. Our skilled retirement loss law firm can help you determine whether you have grounds for suing your broker-dealer and their registered representative for damages.

With over a century’s worth of collective experience in securities law and the securities industry, our seasoned investment recovery lawyers have represented thousands of Clients regarding more than 1000 matters, including the most complex kinds of claims against the largest brokerage firms in the United States. We know how hard you’ve worked to save for you and your family. Over the decades, we’ve made it a mission to provide investors with quality securities representation and personalized attention in arbitration, mediation, and litigation.

Shepherd Smith Edwards and Kantas Retirement Fund Fraud Attorneys represent all kinds of retirement loss cases against brokers and investment advisers, including those involving:

Elder Financial Abuse: There are bad brokers who will try to take advantage of a customer’s advanced age, as well as any cognitive and health issues that can make them more vulnerable to misappropriation, theft, and broker fraud. Not only is elder financial abuse by a registered representative a type of financial advisor misconduct, but it is a crime.

Brokerage Account Mismanagement: Did your broker unsuitably allocate your savings in investments that were not appropriate for you given your advanced age, low-to-no risk tolerance level, and conservative financial goals? Perhaps they overconcentrated your account with too many volatile investments. Did they recommend financial products that were in your best interests or did they prioritize selling you investments that could earn them higher commissions?

Mishandling of 401(K) Accounts and Rollovers: If you suspect that your broker made unsuitable rollover recommendations, mismanaged your account, gave you other bad advice, charged excessive fees, or made excessive and unnecessary trades, you may be able to file a retirement loss lawsuit for damages.

We also handle retiree loss recovery claims involving overconcentration, churning, misrepresentations and omissions, negligence, gross negligence, or a failure to supervise.

How Can Our Retirement Fund Fraud Attorneys Help?

During your free, no obligation case consultation with us, we can help you assess the cause of your life savings losses. If we determine that you do have grounds for pursuing damages against your financial advisor, and we decide to work together, Shepherd Smith Edwards and Kantas would conduct a thorough investigation into your retirement losses as we build a solid claim on your behalf. We would file your investment loss recovery case in FINRA arbitration and represent you in settlement and arbitration proceedings.

We understand the impact that losing your life savings can have on you, your family, and your future. We are 100% percent committed to protecting investors’ right to financial recovery and working hard to help make our clients financially whole again.

If you are interested in taking preemptive measures to protect your savings and retirement funds, contact our firm partner McCulloch & Miller for your estate planning and other elder law needs.