We Are Here To Represent You Against The Broker-Dealer Liable For Your Portfolio Losses

Our San Francisco Institutional Investor Recovery Lawyers represent institutional investors across the Bay Area in recovering portfolio losses caused by broker misconduct, fraud, and unsuitable investment strategies. With decades of securities law experience, our legal team navigates complex FINRA arbitrations to help institutional clients hold negligent brokerage firms accountable and recover their damages.

The San Francisco Bay Area is known as a hub for different kinds of institutional investors, including private equity companies, venture capital firms, mutual funds, endowments, foundations, public pensions, multi-family offices, wealth managers, and philanthropic foundations.  While institutional investors are considered sophisticated investors, that doesn’t mean that they won’t ever need to hire a brokerage firm to help them with certain aspects of doing their job: making large trades, obtaining the best share prices, securing certain types of market access, obscuring trades from public knowledge, valuation or clearing support and more.

Unfortunately, like retail investors, institutional investors can fall victim to bad brokers and negligent financial advisors. When this happens, not only is the entity affected, but so are the workers, retirees, policy holders, shareholders, taxpayers, or investors whose money it is managing.

Shepherd Smith Edwards and Kantas (investorlawyers.com) represents institutional investors. We have a collective more than 100 years of experience in securities law and the securities industry. Reach out to our seasoned San Francisco institutional investor fraud law firm to request your free case assessment.

Why Would An Institutional Investor Need To Sue Their Broker?

• You were never fully apprised of the risks involved in a particular investment or trading strategy.
• Your financial advisor made unauthorized or excessive trades in your account.
• You were the victim of bid-ask spread manipulation or valuation fraud.
• The brokerage firm employed front-running, which allowed them to profit from the price change that occurred when they made their own trades before initiating your big trade block.
• Your registered representative involved you in some type of investment fraud whether deliberately or out of ignorance.
• Unsuitable investment recommendations, misrepresentations and omissions, negligence, overconcentration, churning, unauthorized trade, or other broker misconduct played a part in causing you serious losses.

Why Should Institutional Investors Hire A Savvy SF Bay Area Securities Law Firm To Sue Their Broker?

Institutional investor recovery claims can be complex. It  is important that you retain the services of a securities law firm that knows how to win this type of broker fraud lawsuit.

• If you are an institutional investor with a board, beneficiaries, or stakeholders, you will be expected to tell them what went wrong. This is something that we can help you do.
• As an institutional investor, you could be sued by your own shareholders or their beneficiaries unless you take steps to remedy this matter.
• You want to retain San Francisco securities lawyers with an in-depth understanding of Complex asset structures, multi-layered transactions, and specialized investments.
• Our savvy investment loss recovery law firm has the manpower and bandwidth  to manage the massive discovery that may be required when representing an institutional investor.
• Disputes between brokerage firms and institutional investors are normally brought to FINRA arbitration for resolution. It is important that you are represented by trusted FINRA attorneys that have a record of winning awards in this legal forum.

The brokerage firm will have their own legal team fighting for them. You want your own skilled SF Bay Area institutional investor recovery team that isn’t afraid to protect your legal rights.

Talk to Our San Francisco Institutional Investor Loss Law Firm Today

Our San Francisco, California securities lawyers have been representing institutional investors with complex claims against brokerage firms and investment advisers for decades. We have helped thousands of clients to win a collective many millions of dollars in awards and settlements.

Call (415) 287-0877 or (800) 259-9010 or contact us here so that we can help you explore your legal options. Because we work on a contingency basis, Shepherd Smith Edwards and Kantas is only paid for representing an investor if we secure the damages they are owed.

Our Northern California Securities Law Office

1 Embarcadero Ctr #500
San Francisco, CA 94111

Our San Francisco Institutional Investor Recovery Lawyers has the knowledge, skills, and resources to give you the best chance possible at financial recovery.