Shepherd Smith Edwards and Kantas Is Investigating Barred Broker Roger Roemmich and Other Financial Advisors That May Have Sold This Limited Partnership

Our Series Delta 2 Investor Attorneys at Shepherd Smith Edwards and Kantas are investigating Alexander Capital and barred broker Roger Roemmich for allegedly mis-selling high-risk, illiquid limited partnership investments tied to an electric vehicle startup. We represent retail clients—including retirees facing near-total principal losses—in pursuing FINRA arbitration claims for unsuitability, high upfront fees, misrepresentations, and Regulation Best Interest violations.

If you are an investor who suffered losses in Alexander Capital – Series Delta-2, you should contact Shepherd Smith Edwards and Kantas (investorlawyers.com) right away to request your free case consultation. Already, we are representing one retired couple who suffered a near-total loss of their principal in this limited partnership (LP) that was an unsuitable investment recommendation for them. They are suing for up to $500,000.

What Is Alexander Capital – Series Delta-2?

This is a specific private investment vehicle or series offering connected to brokerage firm Alexander Capital, which also structures private placements and pre-IPO investments. This limited partnership invested in foreign startup Tevva, which is seeking to make electric commercial vehicles.

Why Are Alexander Capital – Series Delta-2 Private Placement Sales To Investors Under Scrutiny?

• There is growing concern that there are investors who were unsuitably recommended this risky private placement.
• It is too risky and illiquid for retail investors and conservative retirees.
• Our seasoned securities fraud lawyers are also looking into allegations of broker misrepresentations and omissions of the risks, Regulation Best Interest violations, breach of fiduciary interest, breach of contract, and more.
• Customers were charged high fees and commissions, which means they were already losing money from the beginning.

Did Barred Broker Roger Roemmich Or Another Alexander Capital Financial Advisor Sell You Too Risky LPs?

• Roger Roemmich was a longtime registered representative who worked at numerous brokerage firms and investment firms over the past 25 years.
• He was an Alexander Capital broker from 2020 to 2025, which is when he was allowed to resign.
• FINRA permanently barred him from the industry earlier this year.
• According toRoemmich BrokerCheck CRD, he has a number of customers who are suing for seven figures in financial recovery, including over losses involving Alexander Capital – Series Delta 2. The collective total in damages being sought is more than $11M. This includes a still pending $7.5M investment loss recovery claim alleging securities fraud and unjust enrichment.

Shepherd Smith Edwards and Kantas is investigating whether other brokers may have unsuitably marketed and sold this private placement to customers.

Why Hire Trusted Private Placement Lawyers For Your FINRA Lawsuit?

• Suing your broker-dealer and proving broker misconduct is hard.
• You want to work with a securities law firm that is experienced in representing investors who suffered losses in limited partnerships and other private placements. These are complex products that can lead to complicated lawsuits.
• Broker-customer disputes are filed in FINRA arbitration. This is not the same as going to court. Your securities law team needs to have experience winning awards in this legal venue.

Explore Your Legal Options With Our Alexander Capital – Series Delta 2 Investor Attorneys

Shepherd Smith Edwards and Kantas has won a collective many millions of dollars for thousands of investors. We offer quality securities representation and personalized attention.

Call (800) 259-9010 or contact us online today to ask for your free case consultation.