Articles Posted in Alexander Capital

Shepherd Smith Edwards and Kantas Is Investigating Barred Broker Roger Roemmich and Other Financial Advisors That May Have Sold This Limited Partnership

Our Series Delta 2 Investor Attorneys at Shepherd Smith Edwards and Kantas are investigating Alexander Capital and barred broker Roger Roemmich for allegedly mis-selling high-risk, illiquid limited partnership investments tied to an electric vehicle startup. We represent retail clients—including retirees facing near-total principal losses—in pursuing FINRA arbitration claims for unsuitability, high upfront fees, misrepresentations, and Regulation Best Interest violations.

If you are an investor who suffered losses in Alexander Capital – Series Delta-2, you should contact Shepherd Smith Edwards and Kantas (investorlawyers.com) right away to request your free case consultation. Already, we are representing one retired couple who suffered a near-total loss of their principal in this limited partnership (LP) that was an unsuitable investment recommendation for them. They are suing for up to $500,000.

Shepherd Smith Edwards and Kantas Is Representing This Claimant, Who Is Suing This Broker-Dealer For Up to $500,000

A retired Georgia couple represented by law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration lawsuit against Alexander Capital, seeking up to $500,000 for nearly total principal losses in an unsuitable, high-risk private placement limited partnership. The suit alleges that now-barred broker Roger Allan Roemmich misled the conservative investors regarding the risks and high upfront fees of the investment, which funded an overseas electric vehicle startup.

A Dublin, GA couple is suing Alexander Capital for losses they sustained in the Alexander Capital – Series Delta-2 that was sold to them by now-barred broker Roger Allan Roemmich. The Claimants, both retirees, are looking at a near-total loss of their principal. They filed their six-figure lawsuit in FINRA arbitration.

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