Articles Posted in Private Placement Loss Attorneys

Shepherd Smith Edwards and Kantas Is Representing This Claimant, Who Is Suing This Broker-Dealer For Up to $500,000

A retired Georgia couple represented by law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration lawsuit against Alexander Capital, seeking up to $500,000 for nearly total principal losses in an unsuitable, high-risk private placement limited partnership. The suit alleges that now-barred broker Roger Allan Roemmich misled the conservative investors regarding the risks and high upfront fees of the investment, which funded an overseas electric vehicle startup.

A Dublin, GA couple is suing Alexander Capital for losses they sustained in the Alexander Capital – Series Delta-2 that was sold to them by now-barred broker Roger Allan Roemmich. The Claimants, both retirees, are looking at a near-total loss of their principal. They filed their six-figure lawsuit in FINRA arbitration.

Shepherd Smith Edwards and Kantas Private Placement Fraud Attorneys are investigating whether this warrants an Investment Loss Recovery Claim Against Spartan Capital Securities

The law firm Shepherd Smith Edwards and Kantas is investigating Spartan Capital Securities and its CEO John Dennis Lowry following a FINRA disciplinary case over the alleged unsuitable sale of $24 million in high-risk Atlas Fund private placements to retail investors. The investigation focuses on massive undisclosed conflicts of interest, due diligence failures, and millions of dollars in excessive fees and markups that directly benefited Lowry.

If you are an investor who suffered losses in one of the Atlas Funds controlled by Spartan Capital securities broker, owner, and CEO John Dennis Lowry, contact our private placement fund loss attorneys today. There are concerns that the pre-IPO private placements may have been unsuitably recommended to more than 190 customers.

Are You An Investor Who Suffered Losses in Nelson Brothers Student Housing Fund III?

Shepherd Smith Edwards and Kantas Private Placement Loss Attorneys are representing a San Diego retiree in a six-figure claim against Emerson Equity and brokers Brian Jenson Nelson and Julie Ann Reyes over losses in Nelson Brothers Student Housing Fund III. The lawsuit alleges that the illiquid private placement was unsuitably recommended and follows serious fraud accusations involving the misappropriation of $56M by Versity/Crew Enterprises.

Shepherd Smith Edwards and Kantas Private Placement Loss Attorneys (investorlawyer.com) are representing an elderly widow in her six-figure investment loss recovery claim against brokerage firm Emerson Equity, control person Dominic Julio Baldini, and brokers Brian Jenson Nelson and Julie Ann Reyes. The Claimant, a San Diego investor, is seeking up to $500,000 in damages over losses in Nelson Brothers Student Housing Fund III, which was issued by Versity /Crew Enterprises.

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