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Articles Tagged with Private Placement Loss Attorneys

Private Placement Loss Attorneys

Published on: January 15, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Cambridge Investment Research Under Scrutiny For Alleged ICap Investment Sales. Our Private Placement Loss Attorneys Are Continuing To Investigate Investor Losses

Brokerage firms are supposed to look out for their clients’ best interests. This includes conducting the proper due diligence into any investment that they market and sell to investors and only recommending a security, trade, or financial product if it is suitable for a customer given their investing profile, financial goals, risk tolerance level, and other key factors.

Unfortunately, a slew of brokerage firms allegedly engaged in misconduct or negligence when they promoted iCap securities to clients. Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating these broker-dealers, including Cambridge Investment Research, over growing concerns of liability for investor losses.

Private Placement Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Investigates Titan Securities Over ICap Investment Sales

Our Reg D Private Placement Loss Attorneys Are Representing Investors In Recouping Their Losses

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating Titan Securities over its allegedly unsuitable sale of iCap securities to customers. According to a 2017 study by Reuters and Columbia University Law School, this brokerage firm—also known as JT Securities Management—has a high concentration of financial advisors with red flags on their record.