Private Placement Fraud Attorneys Tag Archives

Shepherd Smith Edwards and Kantas Private Placement Fraud Attorneys are investigating whether this warrants an Investment Loss Recovery Claim Against Spartan Capital Securities

The law firm Shepherd Smith Edwards and Kantas is investigating Spartan Capital Securities and its CEO John Dennis Lowry following a FINRA disciplinary case over the alleged unsuitable sale of $24 million in high-risk Atlas Fund private placements to retail investors. The investigation focuses on massive undisclosed conflicts of interest, due diligence failures, and millions of dollars in excessive fees and markups that directly benefited Lowry.

If you are an investor who suffered losses in one of the Atlas Funds controlled by Spartan Capital securities broker, owner, and CEO John Dennis Lowry, contact our private placement fund loss attorneys today. There are concerns that the pre-IPO private placements may have been unsuitably recommended to more than 190 customers.

Did Ex-International Assets Advisory Stockbroker Sean Casterline Sell You Tuscan Gardens Growth and Income Fund Securities?

Our Skilled Broker Fraud Attorneys Are Investigating Investor Losses in This Reg D Offering

Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to speak to former customers of former Florida financial advisor Sean Casterline who suffered losses in the Tuscan Gardens Growth and Income Fund. Casterline, was most recently a Delta Securities broker, and before that he was registered with International Assets Advisory. He worked in the industry for 19 years but was suspended by the Financial Industry Regulatory Authority (FINRA) for 18 months in December 2021 for allegedly selling away what is believed to be about $1.5M of membership units in this Fund to customers. Casterline purportedly did this without obtaining his broker dealer’s written approval.

Articles Tagged with Private Placement Fraud Attorneys

Attn: Investors Who Suffered Private Placement Losses Involving One of the Atlas Funds

Shepherd Smith Edwards and Kantas Private Placement Fraud Attorneys are investigating whether this warrants an Investment Loss Recovery Claim Against Spartan Capital Securities

Private Placement Fraud Attorneys