Articles Tagged with Broker Misappropriation Attorneys

Barred Financial Advisor Is Sentenced in Alleged $8.6M Investment Fraud

Former Northwestern Mutual Investment Services broker John Jay Kersey was permanently barred by FINRA and sentenced to five years in prison after pleading guilty to an $8.6 million wire fraud and misappropriation scheme. In response, the law firm Shepherd Smith Edwards and Kantas is offering free case assessments to help affected investors explore legal action for financial recovery against Kersey or his former employer.

Shepherd Smith Edwards and Kantas Broker Misappropriation Attorneys (investorlawyers.com) are offering a free case assessment to former customers of convicted ex- Northwestern Mutual Investment Services registered representative John Jay Kersey. He was recently sentenced to five years in federal prison after he pleaded guilty to wire fraud involving an alleged $8.6M investor scam.

Shepherd Smith Edwards and Kantas Broker Misappropriation Attorneys Continue to Investigate Barred Financial Advisor Jeffrey Thomas Higgins and Others

If you are an investor who suffered losses because you suspect your broker may have stolen money from you, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) so that we can help you determine whether you have grounds for suing your financial advisor for damages.  Our broker misappropriation law firm remains hard at work investigating allegations against financial advisors, and we represent investors in FINRA arbitration, mediation, and litigation.

One of the brokers we are continuing to look into is barred Oregon financial advisor Jeffrey Thomas Higgins. He is now facing criminal charges accusing him of stealing more than $1.64M from clients over an almost 17-year period. Jeffrey Higgins has admitted to misappropriating clients’ money.

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