Articles Tagged with Easterly ROCMuni Fund Fraud Lawyers

Brokers That Sold The Easterly ROCMuni High Income Fund To Investors May Have Misrepresented The Risks. Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Fraud Lawyers are Representing Claimants Against Broker-Dealers

Brokerage firms Stifel, Nicolaus & Co., Osaic, Janney Montgomery Scott, and others are currently under scrutiny for selling  Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX) to customers. This speculative fund sustained massive losses in June 2025, with its share price dropping from more than $6.00/share to under $3.00/share. With $232M in investments at the end of March, the Fund now holds under $17M.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is offering free, initial, no obligation case consultations to those of you who have suffered losses in the Easterly ROCMuni Fund. Already, in FINRA arbitration, we have filed two separate six-figure bond fraud loss claims against Stifel. One is on behalf of a Colorado investor who worked with broker Timothy Darragh. The other is for a Kentucky investor.