Easterly ROCMuni Fund Fraud Lawyers Tag Archives

Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Fraud Lawyers Are Representing Claimants Against US Broker-Dealers

If you are an investor who suffered serious losses in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX), Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. Already, we are representing a number of claimants in their six- and seven-figure investment loss recovery lawsuits against the brokerage firms that marketed and sold this high-risk, speculative junk bond.

The Easterly ROCMuni Fund is purportedly primarily invested in tax-exempt debt securities and illiquid bonds that have little to no financial history to support issuance. This makes it more of a junk bond than a municipal bond, especially given that the majority of the investments in the Fund are junk or below investment grade.

Brokers That Sold The Easterly ROCMuni High Income Fund To Investors May Have Misrepresented The Risks. Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Fraud Lawyers are Representing Claimants Against Broker-Dealers

Brokerage firms Stifel, Nicolaus & Co., Osaic, Janney Montgomery Scott, and others are currently under scrutiny for selling Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX) to customers. This speculative fund sustained massive losses in June 2025, with its share price dropping from more than $6.00/share to under $3.00/share. With $232M in investments at the end of March, the Fund now holds under $17M.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is offering free, initial, no obligation case consultations to those of you who have suffered losses in the Easterly ROCMuni Fund. Already, in FINRA arbitration, we have filed two separate six-figure bond fraud loss claims against Stifel. One is on behalf of a Colorado investor who worked with broker Timothy Darragh. The other is for a Kentucky investor.

Articles Tagged with Easterly ROCMuni Fund Fraud Lawyers

ATTENTION: Easterly ROCMuni High Income Fund Investors Who Have Sustained Serious Losses

Easterly ROCMuni Fund Fraud Lawyers