Articles Tagged with Easterly ROCMuni Fund Investor Lawyers

Easterly ROCMuni Fund Investor in Paducah, KY, Who Worked With Stifel Broker Adam Chustz, Sues Stifel, Nicolaus & Co. For Up To $5,000,000

Shepherd Smith Edwards and Kantas Is Representing This Claimant and Many Other Easterly Fund Investors

Our seasoned securities law firm is representing another former customer of Stifel, Nicolaus & Co. (“Stifel”) broker Adam Michael Chustz (“Chustz”) over massive losses sustained in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX). The claimant, an elderly widow with little investing experience, is suing the broker-dealer for up to $5,000,000 in damages in FINRA arbitration.