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Articles Tagged with Kentucky Unsuitability Law Firm

Kentucky Unsuitability Law Firm

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Lexington, Kentucky Unsuitability Law Firm Provide Investors With Experienced Representation

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we can help you determine whether unsuitable recommendations played a part in your investment losses. You may have grounds for suing your broker-dealer for damages. Contact our Lexington, Kentucky Unsuitability Law Firm today to schedule your free case consultation.

Unsuitability is one of the most common legal grounds cited by investors when pursuing financial recovery from a broker-dealer. Financial advisors are required to only provide investing advice and make recommendations and transactions that are appropriate for each customer, given their particular investment goals, financial situation, age, investing time horizon, risk tolerance level, the rest of their portfolio, and other pertinent information about them. Unfortunately, this isn’t what always happens.

Kentucky Unsuitability Law Firm Represents Bluegrass State Investors

Published on: October 15, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Kentucky Unsuitability Law Firm Represents Bluegrass State Investors Who Are The Victims of Broker Misconduct

At Shepherd Smith Edwards and Kantas (investorlawers.com), we help Kentucky investors pursue damages from the broker-dealers and investment advisers that made unsuitable investment recommendations to them.

Any recommendation that is not a good fit, given a customer’s investing profile, is an unsuitable recommendation that can lead to serious losses. To schedule your free, no obligation case assessment, contact our Lexington, KY securities law office today.