Articles Tagged with New York FINRA Lawyer

Our FINRA Lawyers Continue To Investigate Investor Losses Involving Ex-RBC Capital Markets Broker Brian Wurdemann

Working With A Trusted Broker Fraud Law Firm Can Maximize Your Chances For Financial Recovery

For the past two years, Shepherd Smith Edwards and Kantas ( has been looking into claims of losses involving investors who worked with former RBC Capital Markets financial advisor Brian Wurdemann. The ex-New York broker was permanently barred by the Financial Industry Regulatory Authority (FINRA) last year and then suspended by the self-regulatory organization earlier this year.

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