Shepherd Smith Edwards and Kantas Is Representing This Chinese Investor In FINRA Arbitration

A Chinese retiree living in Texas is suing Cetera Investment Services for up to $500,000 in FINRA arbitration after losing his life savings in Northstar Financial Services (Bermuda). Represented by Shepherd Smith Edwards and Kantas, the investor alleges the brokerage firm and his advisor improperly recommended the risky offshore product, which is now in bankruptcy following its owner’s conviction for annuity fraud.

A Chinese national who resides in the United States has filed a broker misconduct lawsuit against Cetera Investment Services over losses he sustained in Northstar Financial Services (Bermuda). This Claimant contends that he entrusted his retirement savings to the brokerage firm and its financial advisor Helen Mei, who spoke his native language.