Articles Tagged with Reg D Private Placement Loss Recovery Attorneys

Are You An HJ Sims Reg D Private Placement Investor Who Would Like To Explore Your Legal Options? Contact Shepherd Smith Edwards and Kantas Today To Speak With One Of Our Reg D Private Placement Loss Recovery Attorneys

In the wake of allegations that HJ Sims (Herbert J. Sims) allegedly unsuitably marketed and sold $2.2B of Regulation D private placements to investors, our skilled broker fraud lawyers are continuing to investigate claims of related investment losses. If you are one of these investors and would like our help determining whether you have grounds for a FINRA lawsuit seeking damages, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

HJ Sims is believed to have sold about 93 private placements to investors over the last 10 years. A number of them defaulted, which has severely hurt their value. Also, most of the HJ Sims Reg D investments were sold exclusively by this broker-dealer. There are also allegations that some of the broker-dealer’s executives were involved in the issuance of a number of private placement bonds. If that is true then they likely made money on the bonds twice—when the bonds were issued and sold to customers. This would have been a conflict of interest that should have been disclosed.