Articles Tagged with Unsuitability Attorneys

Are You An Investor Who Suffered Portfolio Losses While Working With Former Aegis Capital Broker Keith D’Agostino?

Contact Our Unsuitability Attorneys Today

Shepherd Smith Edwards and Kantas Unsuitability Attorneys (investorlawyers.com) are investigating claims of losses involving suspended financial advisor Keith Michael D’Agostino. This longtime New York broker has 25 disclosures on his BrokerCheck CRD, including more than two dozen that are still pending or settled customer disputes.

Did You Suffer Alternative Investment Losses While Working With Arete Broker Jason Lamb? Our Unsuitability Attorneys At Shepherd Smith Edwards and Kantas Want To Talk To You

Shepherd Smith Edwards and Kantas Unsuitability Attorneys (investorlawyers.com) is looking into claims of losses by customers of Arete Wealth Management financial Advisor Jason Price Lamb. According to his CRD, this Nashville, TN broker has already been involved in 10 customer disputes since 2024, in which the claimants collectively sought more than $1.3M in damages.

Eight of these investment loss recovery claims have resulted in settlements, while two others remain pending. Most of the cases may have been from when Lamb was still a Center Street Securities broker. Arete has since acquired that broker-dealer.