Video Summary: A whistleblower who will let authorities know about misrepresentations done by the company has protections under state law and under federal law. Video Transcript: A whistleblower, especially in the security's context, is an individual who blows the whistle ...

Video Summary: Misrepresentations, Omissions & Fraud Leading to Investment Loss Video Transcript: Simply put a misrepresentation is when someone lies to you, either willfully or even negligently. And omission is when someone fails to disclose an important fact, either willfully ...

They are the ones we responsible for the misrepresentations and importantly, the omissions. These firms were required to make suitable recommendations and GPB is not suitable for most portfolios. Two - you will keep the GPB products and continue to ...

At Shepherd Smith Edwards and Kantas, we represent investors seeking to recoup damages related to: Financial product failures Stockbroker fraud Negligence Overconcentration Unsuitability Investment adviser misappropriation Misrepresentations and omissions Elder financial abuse Breach of fiduciary duty Failure to supervise Churning ...

If a brokerage firm marketed and sold you regulation D securities, you may be able to pursue damages if they failed to conduct proper due diligence into this offering, unsuitably recommended this investment to you, made misrepresentations or omissions, or ...

Should we agree to work together, our broker misconduct attorneys would conduct a thorough investigation into the cause of your losses and whether unsuitability, Reg BI violations , misrepresentations and omissions, overconcentration, or negligence was involved.

Millions of Americans across the United States have fallen victim to broker misconduct and other instances of investor claims, including negligence, churning, and misrepresentation. Victims of investment fraud and broker misconduct are entitled to receive damages to compensate for any ...

Filing a FINRA Arbitration Claim Against Edward Jones If you are an Edward Jones customer and you suspect that your broker or investment advisor caused your losses by making an unsuitable recommendation , engaging in misrepresentations and omissions , overconcentrating ...

Many of these investors are alleging different types of securities fraud : unsuitability, misrepresentation, breach of fiduciary duty, failure to supervise, negligence, and other claims. SSEK Law Firm is committed to fighting for these investors. We have over 30 years ...

FS Energy and Power Fund GPB Capital Holdings Private Placement Funds Northstar Healthcare Income Real Estate Investment Trust (REIT) UWT or VelocityShares 3x Long Crude Oil ETN Vida Longevity Fund, LP Northstar Financial Services (Bermuda) Although market volatility can play ...