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Examples Of Allegations Involving GPB Cases Filed By Shepherd Smith Edwards And Kantas: Arkadios Capital and David Millican The client in this matter, from Georgia, was approaching retirement and sought a sound financial plan. Arkadios recommended the client place an ...
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Search Results: Arkadios
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Date: March 25, 2024
Walesa, who was most recently an Arkadios Capital stockbroker (2019 – 2021) and before that, a Triad Advisors financial advisor for 18 years, has numerous customer disputes on his CRD .
Date: February 7, 2024
Currently a Coastal Equities financial advisor, Conrad was an Arkadios Capital broker from 2020 to 2022.
Date: November 18, 2021
Ex-Arkadios Capital Financial Advisor is Accused of Unsuitability & Concentration A former broker and investment advisor, Marc Frederick Korsch, is currently named in several pending customer disputes in which, as of November 2021, the claimants are still seeking to recover ...
Date: December 26, 2019
Michael Sievert is Now an Arkadios Capital Broker If you were an investor who suffered losses from GPB Capital Holdings investments that were sold to you by broker Michael Sievert, please contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law ...
Date: December 11, 2019
GPB Capital Fraud Victim To Have Case Heard By FINRA An investor who lost significant sums after she was sold GPB Capital private placements by an Arkadios Capital broker will get her case heard before a Financial Industry Regulatory Authority ...