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Search Results: misrepresentations
Results 1-5 of about 79
Our knowledgeable investment attorneys represent investors who have suffered losses because their broker-dealer or financial advisor unsuitably recommended a SPAC to them, failed to conduct the proper due diligence into this special purpose acquisition company, made misrepresentations and omissions about ...
At Shepherd Smith Edwards and Kantas, we represent investors seeking to recoup damages related to: Financial product failures Stockbroker fraud Negligence Overconcentration Unsuitability Investment adviser misappropriation Misrepresentations and omissions Elder financial abuse Breach of fiduciary duty Failure to supervise Churning ...
This is known as making misrepresentations and omissions .
Did You Know That Misrepresentations and Omissions Can Be Grounds for an Investor Claim? ... One of these ways is by making misrepresentations and omissions , which typically involves leaving out or misrepresenting key material facts about an investment. ... ...
They are alleging misrepresentations and unsuitability.
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Search Results: misrepresentations
Results 1-5 of about 324
Date: June 8, 2025
His Non-Traded REIT Fraud Lawsuit Alleges Overconcentration and Misrepresentations Shepherd Smith Edwards and Kantas REIT Fraud Attorneys ( investorlawyers.com ) is representing an investor who entrusted his retirement savings to Independent Financial Group and one of its brokers.
Date: June 2, 2025
Three years after GK 7% bondholders were asked to trade in their older bonds for newer ones, Shepherd Smith Edwards and Kantas Broker Negligence Attorney team ( investorlawyers.com ) is investigating claims of unsuitability and misrepresentations and omissions against broker-dealers.
Date: May 5, 2025
There are growing concerns about misrepresentations, margin abuse, and financial advisor misconduct or negligence.
Date: April 16, 2025
In her FINRA lawsuit, our client is alleging unsuitable investment recommendations , misrepresentations and omissions, failure to supervise, excessive concentration, negligence, gross negligence, breach of contract, and more.