Alleging unsuitability, misrepresentations and omissions, overconcentration, gross negligence, and other claims, they are pursuing up to $500K in damages. Center Street Securities is one of the more than 140 regional brokerage firms partnered with managing broker-dealer Emerson Equity to sell ...

This includes not making misrepresentations and omissions when explaining these recommendations and apprising an investor of the risks. They must only recommend investment products that are in a customer’s best interests.

Presley's former clients accused him of misrepresentations, negligence, and unsuitability. These are just three FSC Securities financial advisors who have come under scrutiny in the wake of customer complaints over the years.

They are alleging misrepresentations and unsuitability. A Houston retiree is also claiming up to six figures in damages over GWG L bonds recommended by a Centaurus financial advisor. An Arizona investor suffered L bond losses and now seeks to recover ...

The investors usually don’t have any idea that these payments are not being generated by their investments and are, in fact, the misrepresentations of other investors’ monies. A Ponzi scheme will inevitably fail and become exposed because, at some point, ...

He is alleging unsuitability, misrepresentations and omissions, unsuitable investment recommendations, negligence, gross negligence, breach of fiduciary duty, breach of contract, failure to supervise, and more.

In his FINRA lawsuit, our client is alleging unsuitable recommendations, breach of fiduciary duty, overconcentration, misrepresentations and omissions, negligence, unjust enrichment, failure to supervise, and more. Continue Reading ›

GK7% Investment Holdings Bond Investors Were Promised a 7% Interest Rate, But Instead May Have Sustained Serious Losses Misrepresentations and Omissions May Have Been Made About The Risks The Shepherd Smith Edwards and Kantas Bond Loss Law Firm ( investorlawyers.com ...

His CRD notes that at least one customer dispute alleging selling away, unsuitability, and misrepresentations that was filed concluded with a $3.5M settlement. Whelan denies wrongdoing. Continue Reading ›

His Non-Traded REIT Fraud Lawsuit Alleges Overconcentration and Misrepresentations Shepherd Smith Edwards and Kantas REIT Fraud Attorneys ( investorlawyers.com ) is representing an investor who entrusted his retirement savings to Independent Financial Group and one of its brokers.