Our Practice Areas Breach of Fiduciary Duty Churning Failure to Supervise Financial Product Failures Institutional Investor Claims Investment Loss Recovery Misrepresentation Non-Traded REITS Omissions Overconcentration Professional Trader Claims Unsuitability Do You Need to Recover Your Losses?

A whistleblower who will let authorities know about misrepresentations done by the company has protections under state law and under federal law. Watch Video What is the difference between sophisticated and accredited investors?

Our San Francisco Securities Lawyers Represent Investors In Northern California Over Their Portfolio Losses Involving Financial Product Failures Investment Loss Recovery Retirement Investment Losses Elder Financial Abuse Institutional Investor Claims Professional Trader Claims Unsuitability Misrepresentations and Omissions Overconcentration Breach of

Making misrepresentations or omitting key facts , including not properly conveying the risks involved in a unit investment trust, can lead to an investor losing money.

Making misrepresentations and omissions . Unfortunately, these investments are often marketed as a “guaranteed” way to make money later on. But what is not always made clear is that the investments in a VA’s subaccount can be aggressively managed, which ...

Represented by the law firm Shepherd Smith Edwards and Kantas, the suit alleges that the firm made misrepresentations and falsely guaranteed principal safety for an investment scheme whose owner defrauded investors.

At Shepherd Smith Edwards and Kantas ( investorlawyers.com ), we represent investors in the San Francisco Bay Area and the surrounding regions who were the victims of misrepresentations or omissions by their financial advisor.

In response, the law firm Shepherd Smith Edwards and Kantas is offering free case assessments to help affected investors investigate potential claims of misrepresentation and unsuitability to recover their investment principal.

We represent retail clients—including retirees facing near-total principal losses—in pursuing FINRA arbitration claims for unsuitability, high upfront fees, misrepresentations, and Regulation Best Interest violations.

If Your Broker Made False Statements Or Didn’t Disclose Material Facts, and You Suffered Investment Losses, You May Be Able To Sue The Shepherd Smith Edwards and Kantas Mississippi Misrepresentations and Omissions Law Firm represents investors who have suffered losses ...