The investors usually don’t have any idea that these payments are not being generated by their investments and are, in fact, the misrepresentations of other investors’ monies. A Ponzi scheme will inevitably fail and become exposed because, at some point, ...

Sometimes, this recommendation, coupled with stockbroker negligence, misrepresentations or account mismanagement, can lead to significant investment losses. SSEK Law Firm is committed to helping investors recover such damages.

Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represent clients who have suffered losses because their financial advisor made misrepresentations and omissions , unsuitably recommended , or overconcentrated a customer’s account in exchange-traded notes or some other exchange-traded ...

Skilled Broker-Dealer Negligence Lawyers Brokerage firms have a duty to properly supervise their registered representatives and ensure that no unsuitable recommendations, misrepresentations or omissions, or other negligent or wrongful actions have occurred in customers’ accounts.

SSEK Law Firm has secured settlements for investors in securities claims, including misrepresentations and omissions , churning , fraud, negligence , failure to supervise, and much more. Over 90% of our clients have recovered all or part of their investment losses.

Oregon Misrepresentations and Omissions Law Firm Representing Investors Who Have Suffered Losses Because of Misleading or False Information By Their Brokers From our Portland, Oregon misrepresentation attorneys office, Shepherd Smith Edwards and Kantas ( investorlawyers.com ) works with retail investors, ...

Isaiah Williams voluntarily resigned following allegations of unsuitable asset allocation, misappropriation, misrepresentations, and improper outside business activities. In August 2025, he was arrested and charged with fraud, grand theft, and money laundering. Continue Reading ›

Shepherd Smith Edwards and Kantas Houston Misrepresentations Lawyers Represents Investors In The Lone Star State in Their Broker Fraud Disputes If you suffered portfolio losses and suspect that you may have been the victim of misrepresentations or omissions by your ...

He is alleging unsuitability, misrepresentations and omissions, unsuitable investment recommendations, negligence, gross negligence, breach of fiduciary duty, breach of contract, failure to supervise, and more.

In his FINRA lawsuit, our client is alleging unsuitable recommendations, breach of fiduciary duty, overconcentration, misrepresentations and omissions, negligence, unjust enrichment, failure to supervise, and more. Continue Reading ›