Our Core Practice Areas At Shepherd Smith Edwards and Kantas, our investment fraud and securities attorneys work with investors who have been victims of the following acts of stockbroker fraud and brokerage firm negligence: Unsuitability Misrepresentations / Omissions Breach of ...

Each lawyer and staff member of our firm is devoted to assisting investors to recover losses caused by unsuitability, over-concentration, fraud, misrepresentation, self-dealing, unauthorized trades or other wrongful acts, whether intentional or negligent. We have handled over a thousand cases ...

Regardless of whether the misrepresentation was purposeful or negligent, you were still wronged. Moreover, all advisors and brokers have a duty to only recommend suitable investments that are within their clients' risk tolerances, understanding, and objectives.

Did You Know That Misrepresentations and Omissions Can Be Grounds for an Investor Claim? While theft or misappropriation most commonly comes to mind when people think of broker fraud, there are other ways in which a brokerage firm or its ...

Yet securities fraud and investment advisor fraud happen all the time and may include: Misrepresentations and omissions Unsuitable investment recommendations and sales Overconcentration Excessive trading in a customer’s account, also known as churning Unauthorized trading Failure to execute trades Registration ...

Shepherd Smith Edwards and Kantas Represents Investors in The Sunshine State Against US Brokerage Firms Our F lorida Misrepresentations and Omissions Attorneys in Tampa provide specialized legal representation to investors who have suffered significant financial losses due to a broker’s ...

These lawsuits allege fraud, unsuitability, and misrepresentation, seeking financial recovery following IHC’s recent Chapter 11 bankruptcy filing.

The making of misrepresentations and omissions is one of the most common grounds cited for why an investor might sue their financial advisor. Continue Reading ›

Despite the ongoing liquidation of the offshore entity, the firm is filing lawsuits based on allegations of misrepresentation, negligence, and breach of fiduciary duty to help retirees and foreign nationals recoup their savings.

Alternative investment loss lawyers at Shepherd Smith Edwards and Kantas are investigating brokerage firms like LPL Financial and Osaic for potential misrepresentations regarding Blue Owl Capital’s OBDC II fund.