A whistleblower who will let authorities know about misrepresentations done by the company has protections under state law and under federal law. Watch Video What is the difference between sophisticated and accredited investors?

Alleging unsuitability, misrepresentations and omissions, overconcentration, gross negligence, and other claims, they are pursuing up to $500K in damages. Center Street Securities is one of the more than 140 regional brokerage firms partnered with managing broker-dealer Emerson Equity to sell ...

This includes not making misrepresentations and omissions when explaining these recommendations and apprising an investor of the risks. They must only recommend investment products that are in a customer’s best interests.

Presley's former clients accused him of misrepresentations, negligence, and unsuitability. These are just three FSC Securities financial advisors who have come under scrutiny in the wake of customer complaints over the years.

They are alleging misrepresentations and unsuitability. A Houston retiree is also claiming up to six figures in damages over GWG L bonds recommended by a Centaurus financial advisor. An Arizona investor suffered L bond losses and now seeks to recover ...

Isaiah Williams voluntarily resigned following allegations of unsuitable asset allocation, misappropriation, misrepresentations, and improper outside business activities. In August 2025, he was arrested and charged with fraud, grand theft, and money laundering. Continue Reading ›

Shepherd Smith Edwards and Kantas Houston Misrepresentations Lawyers Represents Investors In The Lone Star State in Their Broker Fraud Disputes If you suffered portfolio losses and suspect that you may have been the victim of misrepresentations or omissions by your ...

He is alleging unsuitability, misrepresentations and omissions, unsuitable investment recommendations, negligence, gross negligence, breach of fiduciary duty, breach of contract, failure to supervise, and more.

In his FINRA lawsuit, our client is alleging unsuitable recommendations, breach of fiduciary duty, overconcentration, misrepresentations and omissions, negligence, unjust enrichment, failure to supervise, and more. Continue Reading ›

GK7% Investment Holdings Bond Investors Were Promised a 7% Interest Rate, But Instead May Have Sustained Serious Losses Misrepresentations and Omissions May Have Been Made About The Risks The Shepherd Smith Edwards and Kantas Bond Loss Law Firm ( investorlawyers.com ...