INC. 555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301 KAHN FINANCIAL SECURITIES, LLC 2660 WEST JARVIS AVENUE, CHICAGO, IL 60645 Mailing Address: P O BOX 1937, EVANSTON, IL 60204-1937 KAIZAN CAPITAL CORP. 2410 CAMINO RAMON, SUITE 175, SAN RAMON, ...

Some Examples of Investments That Have Been Sold Away to Customers Private placements Oil and gas investments Unregistered securities Real estate investments Promissory notes Shares in small businesses and startups Three FINRA Rules Related to Selling Away FINRA Rule 3270 ...

Some common examples of private placements include: Real Estate Investment Trusts (REITs) Non-Traded REITs Hedge Funds Equipment Leasing Agreements Tenants-in-Common Various oil and gas limited partnerships Video Transcript: A private placement is a security that's sold to an investor that ...

Unfortunately, there are brokers and investment advisors who will still make unsuitable investment recommendations or over concentrate retail investors’ portfolios in exchange-traded funds (ETFs), private placements, non-traded real estate investment trusts (non-traded REITs), oil and gas investments, or other volatile ...

All of these are heavily concentrated non-traded oil and gas investments. The oil, gas, and energy sectors were already experiencing turbulence for some time when Covid-19 struck, causing these areas to take an even deeper downturn. ... Even if the ...

Texas Investor Sues Edward Jones For Up to $500K Over Master Limited Partnership Investment Loss Our Seasoned Houston Oil and Gas MLP Attorneys Are Representing This Claimant A Corpus Christi, Tx retiree is seeking up to $500K damages over losses ...

Did Your Arete Financial Advisor Sell You Shares in the Zona Energy Oil and Gas Scam? ... The US Securities and Exchange Commission ( SEC ) is suing the Arete entities, their three former brokers, and Arete CCO UnBo “Bob” ...

Our Oil and Gas Investment Lawyers Are Investigating Investor Losses If you sustained losses in a Resolute/PetroRock investment , contact Shepherd Smith Edwards and Kantas ( investorlawyers.com ) today.

Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys Investigate Resolute/PetroRock Investments Sanford & Bernstein Broker Devin Patel And Other Financial Advisors Allegedly Unsuitably Sold Oil and Gas Investments Our financial advisor fraud lawyers are looking into losses involving Resolute/Petrorock ...

Shepherd Smith Edwards and Kantas Wins $953K FINRA Arbitration Award Against Crown Capital Securities Investors Suffered Losses in GPB, Non-Traded REITS, & Oil and Gas Shepherd Smith Edwards and Kantas ( investorlawyers.com ) are pleased to announce that a Financial ...