Oil and gas investments Real estate investment trusts (REITs) Non-traded REITs Master limited partnerships (MLPs) Private placements Junk bonds Alternative investments Mortgage-backed securities (MBS) Structured products Business development companies (BDCs) Many of these investments can be risky, volatile, and illiquid.

Oil and Gas Investment Fraud: Why Texas Investors Should Be Careful With a robust energy industry, oil and gas offerings are plentiful in Houston, Texas. These securities and investment products tend to be high risk and extremely vulnerable to market ...

Some Examples of Investments That Have Been Sold Away to Customers Private placements Oil and gas investments Unregistered securities Real estate investments Promissory notes Shares in small businesses and startups Three FINRA Rules Related to Selling Away FINRA Rule 3270 ...

The two non-public limited partnerships were set up to acquire and develop oil and gas natural properties. They are sold exclusively by broker-dealer David Lerner Associates and its registered representatives to the firm’s customers.

It is also one of the three energy and gas-related investments, sold only by this broker-dealer, that has cost customers significant financial losses. The other two are Energy 11, LP and Energy Resources 12, LP , which are both non-traded ...

Sponsored by FS Investment Solutions, FS Energy & Power Fund (FSEP) —also known as the Franklin Square Energy & Power Fund — is a non-traded business development company (non-traded BDC) that invests in the debt and equity securities of private ...

Master Limited Partnerships ("MLPs") are generally associated with the Oil and Gas industry. Usually, these entities trade publicly on stock exchanges such as the New York or American exchanges. However, there are privately traded MLPs. Most MLPs focus on pipelines ...

All of these are heavily concentrated non-traded oil and gas investments. The oil, gas, and energy sectors were already experiencing turbulence for some time when Covid-19 struck, causing these areas to take an even deeper downturn. Since then, many investors ...

However, if you are a retiree with a conservative risk tolerance level and you are the one who asked your broker to trade in oil and gas investments for you, these would be considered as unsolicited transactions.

JARVIS AVENUE, CHICAGO, IL 60645 Mailing Address: P O BOX 1937, EVANSTON, IL 60204-1937 KAIZAN CAPITAL CORP. 2410 CAMINO RAMON, SUITE 175, SAN RAMON, CA 94583 KALIN ASSOCIATES, INC. 6 BIRCHWOOD LANE, KINGS POINT, NY 11024-1719 KALORAMA CAPITAL, LLC 1718 ...