One ex-customer received a $365K settlement for losses related to private placements, non-traded REITs, oil and gas investments, and other products. FINRA-barred broker Masood Hussain Azad was fired by First Allied Securities in 2017. Multiple customers filed FINRA arbitration claims ...

have gone up against broker-dealers all over the United States, including the biggest Wall Street firms, to collectively recover many millions of dollars on behalf of thousands of investors who suffered losses in: Annuities Alternative investments Stocks and Bonds Exchange-traded ...

II FS Energy and Power Fund GPB Capital Holdings Private Placement Funds Northstar Healthcare Income Real Estate Investment Trust (REIT) UWT or VelocityShares 3x Long Crude Oil ETN Vida Longevity Fund, LP Northstar Financial Services (Bermuda) Although market volatility can ...

Some common examples of private placements include: Real Estate Investment Trusts (REITs) Non-Traded REITs Hedge Funds Equipment Leasing Agreements Tenants-in-Common Various oil and gas limited partnerships Video Transcript: A private placement is a security that's sold to an investor that ...

Video Summary: Discussing what alternative investments are and including some common examples Video Transcript: Alternative investment is a generic term for investments that go beyond the normal stocks and bonds that you would typically see in brokerage accounts, it would ...

securities lawyers have successfully represented investors in disputes over losses involving numerous types of securities and investment products, including: Stocks and bonds Mutual funds Structured products Alternative investments Real estate investment trusts (REITs) and non-traded REITs Mortgage-backed securities YES Strategies ...

SSEK Law Firm has represented investors in FINRA arbitration, mediation, and litigation over all kinds of investments, including bonds, mutual funds, mortgage-backed securities (MBS), real estate investment trusts (REITs), annuities, private placements, oil and gas investments, Yield Enhancement Strategy (YES), ...

Unfortunately, there are brokers and investment advisors who will still make unsuitable investment recommendations or over concentrate retail investors’ portfolios in exchange-traded funds (ETFs), private placements, non-traded real estate investment trusts (non-traded REITs), oil and gas investments, or other volatile ...

Miller also gained exposure to complex derivative contracts while working with a major oil and gas corporation. In those roles, Mr. Miller gained a unique and highly valuable perspective on dealing with complex products, which has been invaluable to Mr.

Commodities include metals, oil, grains, animal products, financial instruments, and currencies. With limited exceptions, brokers must execute trading in futures contracts on the floor of a commodity exchange.