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Articles Posted in Aegis Capital

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SSEK Law Firm Investigates Investors’ Losses From GWG L Bonds Sold By Aegis Capital, Emerson Equity, and Many Others

Deadline for GWG Holdings to Pay L Bond Investors $13.6M is Fast Approaching  Our investment fraud lawyers are speaking with investors who suffered losses in GWG L Bonds. These private placement, high-yield junk bonds were issued by GWG Holdings, Inc. (GWGH) and may have been marketed and sold by many…

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Aegis Capital To Pay $2.75M For Churning in FINRA Case

68 Customers To Receive Restitution From NY-Based Broker-Dealer, Aegis Capital  The Financial Industry Regulatory Authority (FINRA) has sanctioned Aegis Capital, which will pay about $2.8M for the excessive and unsuitable trading that allegedly took place in dozens of customers’ accounts.  Of this amount, $1.7M in restitution will go to 68…

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Customers of Ex-Aegis Capital Broker Scott Hananel Claim Investment Losses

Former Melville, NJ Financial Advisor Has Been Named in Six Disputes If you have suffered investment losses while working with ex-Aegis Capital stockbroker Scott Neil Hananel, contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) so that we can help you explore your legal options.  Hananel, who is…

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