Articles Posted in Aegis Capital

Shepherd Smith Edwards and Kantas Capital Loss Recovery Attorneys Continue to Investigate Aegis Capital Over Investment Losses

Investor May Have Allegedly Lost At Least $5B From Stock Offerings Underwritten By Broker-Dealer

If you suffered losses in stocks of small companies underwritten and/or sold by broker-dealer Aegis Capital Corp., please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We are continuing to look into allegations that the firm cost investors billions of dollars when underwriting and/or selling stocks from small companies that were either on the brink of bankruptcy or were about to be delisted. Our Aegis Capital loss recovery attorneys are also investigating other brokerage firms that may have sold what could now be “worthless” stocks to customers.

Did Aegis Capital Cause Investors To Lose At Least $5B?

Broker-Dealer Accused of Underwriting Questionable Stock Offerings

Shepherd Smith Edwards and Kantas (investorlawyers.com) are continuing to investigate allegations that Aegis Capital may have cost investors billions of dollars in its role as the underwriter of stocks of small companies that were about to be delisted or facing bankruptcy; purportedly, the only reason these companies were able to stay open was because the broker-dealer helped sell these “worthless stocks” to its customers, as well to customers of other brokerage firms.

Deadline for GWG Holdings to Pay L Bond Investors $13.6M is Fast Approaching 

Our investment fraud lawyers are speaking with investors who suffered losses in GWG L Bonds. These private placement, high-yield junk bonds were issued by GWG Holdings, Inc. (GWGH) and may have been marketed and sold by many broker-dealers, including Aegis Capital, Emerson Equity, and others.  

GWG L Bonds have been available since 2012. However, their sales have been put on “pause” after being reinstated in December 2021 after a suspension of several months. Formerly called Renewable Secured Debentures, it was renamed L Bonds in 2015. GWG Holdings launched a new offering made up of its secured debt known as the Liquidity Bond 2020.  

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