Contact Our Broker Negligence Lawyers Today To Explore Your Legal Options

This news article highlights potential claims for investors who suffered losses in the TriLinc Global Impact Fund, a high-risk emerging-market SME lender that recently stopped paying dividends and failed to file required financial reports. Shepherd Smith Edwards and Kantas Broker Negligence Lawyers are investigating broker-dealers for potential negligence, misconduct, or failure to disclose these risks to clients, offering representation in FINRA arbitration to recover damages.

If your broker sold you TriLinc Global Impact Fund (TGIF) as an investment opportunity, and you are concerned about your money after it stopped paying dividends, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. Our securities law firm is investigating claims of stockbroker misconduct and negligence that may warrant you suing your financial advisor for your losses.

What Is TriLinc Global Impact Fund and What Are Some of The Risks?

• This is an externally managed impact investment fund. Its over-the-counter ticker is (OTC: TRLC).
• TriLinc Global Impact Fund finances small and medium-sized enterprises (SME) in developing economies in Latin America, Southeast Asia, Sub-Saharan Africa, and other regions.
• Emerging market SME lending comes with certain risks, such as limited secondary market volatility, foreign currency volatility, and possible capital loss.
• TriLinc Global Impact Fund has already experienced liquidity issues, as well as problems paying distributions or for new loans because of emerging-market debt concerns.
• Its own prospectus notes that TriLinc is a high-risk, perhaps even speculative investment.
• This has been a “blind pool” offering, which means money was raised from investors before any properties, assets, or companies were identified or named.
• Investment policies can change at any time. A unit holder could end up investing in other  than what was initially described in the prospectus.
• The Fund warns that there may be no distributions if investment goals are not achieved. If distributions are paid from certain sources, there may be less money available for the investments, and an investor’s total return could end up being lower.

Why Should Investors Be Worried About Recent Problems Involving TriLinc Global Impact Fund?

• Investors we have spoken to recently say that dividend payments have stopped.
• TriLinc Global Impact Fund reportedly did not file its annual report for the year concluding on December 31, 2022 or the first quarter report in 2023.
• The Fund’s initial offering price was $10/unit. At one point TriLinc Global Impact Fund was sold on the secondary market for $1.50/unit. It’s NAV has declined to $5.72/unit.
• Its auditor recently resigned.

Why Might Your Broker Be Liable For Your TriLinc Global Impact Fund Losses?

• There are concerns that broker-dealers may have unsuitably recommended this high-risk fund to investors for whom this was a bad proposition from the start.
• Questions have arisen as to whether financial advisors conducted the proper due diligence into TriLinc Global Impact Fund.
• Our securities lawyers are investigating whether brokers apprised customers of the risks or if misrepresentations or omissions were made.

Shepherd Smith Edward and Kantas Broker Negligence Lawyers can help you assess if broker misconduct or negligence was a factor in your TriLinc Global Impact Fund losses.  We represent investors against financial advisors in FINRA arbitration.

Brokerage firms typically will try to deny wrongdoing because they don’t want to pay you money for your losses. You want to hire skilled investment loss recovery lawyers that know how to provide you with quality securities representation while protecting your legal rights.

Find Out Whether Your TriLinc Global Impact Fund Warrant Suing Your Broker

Call our Broker Negligence Lawyers at (800) 259-9010 or contact us online today.