Articles Posted in Bond Loss Lawyers

Thousands of GWG Holdings Bondholders Are Still Waiting To Get Their Money Back. Contact our GWG L Bond Attorneys 

If you are a GWG Holdings investor and are waiting to recoup your losses, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) so we can help you explore your legal options. Approximately 27,000 investors were sold this high-risk junk bond from an alternative asset firm that has since filed for bankruptcy. Now, many have been left wondering how they can get their money back.

Earlier this year, the GWG L bond investors who bought $1.6M in these supposed life settlement-backed bonds were offered pennies on the dollar in a proposal by Beneficient. That illiquid alternative investment platform offered to pay $50.5M to settle claims over lawsuits submitted in federal court. This would equate to a little over 3 cents for every dollar. It is not enough.

GK7% Investment Holdings Bond Investors Were Promised a 7% Interest Rate, But Instead May Have Sustained Serious Losses 

Misrepresentations and Omissions May Have Been Made About The Risks

The Shepherd Smith Edwards and Kantas Bond Loss Law Firm (investorlawyers.com) is continuing to offer free, no obligation case assessments to investors who were sold GK 7% Investment Holdings bond investments by their broker-dealer. These unsecured bonds, backed by speculative real estate, were unsuitable for retail investors a conservative retirees from the start.

Paducah, Kentucky Investor Sues Stifel Over Easterly ROCMuni High Income Fund Losses. Shepherd Smith Edwards & Kantas Is Representing the Investor Against Stifel for Easterly ROC Muni High Income Fund losses

Shepherd, Smith, Edwards & Kantas (“SSEK”) has filed a claim on behalf of a Paducah, Kentucky investor against Stifel, Nicolaus & Co. (“Stifel”) for losses suffered as a result of the collapse of this “junk bond” fund.  This investor contends that his Stifel financial advisor concentrated his account into the Easterly ROC Muni High Income Fund (RMJAX, RMHIX, and RMVHX). This speculative fund lost more than half of its value in a few days in June, with its share price plunging from over $6.00 to less than $3.00 a share.  The Fund has lost many millions of dollars, going from $232 million in investments at the end of March 2025 to under $17 million recently.

Although Stifel did liquidate this investor’s investment in the Easterly Fund before it fully collapsed, this did not save him from losing a significant percentage of his investment. In his FINRA lawsuit, our client is alleging unsuitable recommendations, breach of fiduciary duty, overconcentration, misrepresentations and omissions, negligence, unjust enrichment, failure to supervise, and more.

Are You an Easterly ROCMuni High Income Municipal Bond Fund Investor Who Suffered Serious Losses? Our Trusted Bond Loss Lawyers Want To Talk To You

Shepherd Smith Edwards and Kantas Bond Loss Lawyers (investorlawyers.com) is investigating portfolio losses involving Easterly ROCMuni High Income Municipal Bond Fund (RMJAX, RMHIX

and RMHVX). This municipal junk bond fund, which has lost many millions of dollars, was sold to investors by brokerage firms, including Janney Montgomery Scott, Osaic, and Stifel Nicholas, among many others.

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