How Can You Avoid Investment Fraud?
Our Savvy Broker Misconduct Attorneys Help Investors Recover Damages
According to the US Securities and Exchange Commission (SEC), there are preemptive measures you can take to minimize your chances of becoming the victim of investment fraud, such as:
Denver Broker Fraud Attorneys
We Represent Colorado Investors Who Have Suffered Losses Due To Financial Advisor Misconduct
For over 30 years, our trusted Denver Broker Fraud Attorneys have been helping investors from all walks of life to recoup their losses from the broker-dealers responsible. Unfortunately, financial advisor misconduct does happen more often than you would think. It is one of the reasons our own seasoned securities lawyers, many of whom used to be former brokers, left that industry and now choose to exclusively fight for investors while protecting their right to financial recovery.
Kentucky Broker Fraud Attorneys
Our Lexington, KY Securities Law Firm Is Here To Help Investors Recoup
To suffer investment losses can be devastating. When those losses were caused even in part by a financial advisor that you entrusted to keep your assets safe, the sense of betrayal and perhaps even the wondering of what you could have done to protect yourself may arise.
Colorado Bankers Life Insurance Holders Should Speak With A Skilled Annuity Loss Lawyer
NC Appeals Court Rules Insurance Magnate Greg Lindberg Is Liable for Fraud
A unanimous North Carolina Court of Appeals panel has ruled that Colorado Bankers Life Insurance owner Greg Lindberg is liable for fraud and breach of contract related to the now insolvent insurers that he bought in 2014. He could end up having to pay hundreds of millions of dollars. The appellate judges overruled the 2022 ruling by a trial judge who had decided not to award damages. Now, the civil lawsuit will go back to a trial court where the “proper remedy” will be decided. The plaintiffs include Lindberg’s companies:
The Number of Broker Fraud Lawsuits Against Citizens Securities Over CB Life Annuity Losses Is Growing
Our Trusted Annuity Loss Attorneys Represent Colorado Bankers Life Insurance Investors
With tens of thousands of investors, including retirees, sustaining losses in Colorado Bankers Life Insurance annuities, the number of broker negligence lawsuits filed by claimants seeking damages is increasing. One of the brokerage firms that has come under fire for allegedly unsuitably recommending these investments to customers is Citizens Securities, which is also under investigation by Massachusetts regulators for this very reason.
Mississippi Broker Fraud Attorneys
Our Gulfport, MS Investor Loss Law Firm Has Helped Thousands To Recover Damages
Any time you invest, you are always taking on some risk. As a matter of fact, it is a red flag if someone recommends an investment with the promise of zero risk of loss along with the “guarantee” that you will make money. Also, serious investment losses can happen due to market volatility or adverse events. However, if you sustained any portfolio losses that you suspect may have been, in part, due to financial advisor misconduct or negligence, our Gulfport, Mississippi Broker Fraud Lawsuit Attorney teams can help you determine whether you have grounds for a lawsuit seeking financial recovery.
Committed To Representing Investors Throughout Texas Since 1990
For more than 30 years, our savvy Dallas Broker Fraud Attorneys have zealously worked with retail investors, retirees, elderly investors, high-net-worth investors, and institutional investors in pursuing damages against their financial advisors whose misconduct or negligence caused them to suffer significant investment losses. This often has meant fighting for our clients in arbitration, mediation, and litigation.
If you are a Texas investor who would like to help determine whether your portfolio losses may be grounds for a broker fraud lawsuit, contact the team of Dallas Broker Fraud Attorneys at Shepherd Smith Edwards and Kantas (investorlawyers.com) today to request your free, no-obligation case consultation.
Did Your Broker Sell You Signature Bank Autocallable Notes?
Our Broker-Dealer Negligence Lawyers Can Help You Explore Your Legal Options
In March 2023, Signature Bank shuttered its doors. The Shepherd Smith Edwards and Kantas Structured Product Attorneys (investorlawyers.com) are speaking to investors whose financial advisors may have allegedly unsuitably recommended that they get involved in the Autocallable Contingent Coupon Equity Linked Securities Linked to Signature Bank Due August 5, 2024. Sponsored by Citigroup Global Markets, this is a structured note that came with an “auto-call” feature. Autocallable notes are complex financial instruments that can lead to potentially high returns but also come with significant risks.
Shepherd Smith Edwards and Kantas Help Investors Recover Their Portfolio Losses
What Distinguishes Our Trusted Broker Fraud Law Firm
Shepherd Smith Edwards and Kantas (investorlawyers.com) have recovered many millions of dollars on behalf of thousands of investors that have fallen victim to a stockbroker and financial advisor’s negligence. We are one of the largest securities fraud law firms in the United States with over a combined century’s worth of experience in securities law and the securities industry. Dedicated to providing our clients with quality counsel and effective legal representation, we work with retail investors, retirees, wealthy investors, and institutions in pursuing damages from broker-dealers and investment advisers while protecting their legal rights.
If You’ve Joined A Class Action Securities Fraud Lawsuit Against GWG Holdings Can You Still Sue Your Broker?
Our Broker Negligence Law Firm Represents GWG Investors Against Broker-Dealers
At the end of March, the legal team for GWG Holdings told a Texas bankruptcy judge that it needed another two weeks to provide more disclosures related to creditor recovery. The life insurance-backed bond seller, which is accused of running a more than $1.6B Ponzi scam, filed for Chapter 11 protection last year.
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