Unsuitability Attorney

Kentucky Unsuitability Law Firm

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Lexington, Kentucky Unsuitability Law Firm Provide Investors With Experienced Representation

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we can help you determine whether unsuitable recommendations played a part in your investment losses. You may have grounds for suing your broker-dealer for damages. Contact our Lexington, Kentucky Unsuitability Law Firm today to schedule your free case consultation.

Unsuitability is one of the most common legal grounds cited by investors when pursuing financial recovery from a broker-dealer. Financial advisors are required to only provide investing advice and make recommendations and transactions that are appropriate for each customer, given their particular investment goals, financial situation, age, investing time horizon, risk tolerance level, the rest of their portfolio, and other pertinent information about them. Unfortunately, this isn’t what always happens.

Our Mississippi Unsuitability Law Firm Represent Magnolia State Investors

Published on: October 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Mississippi Unsuitability Law Firm

Our Gulfport, MS Securities Attorneys Represent Magnolia State Investors Who Have Suffered Losses Because of Inappropriate Recommendations By Their Financial Advisor

Throughout Mississippi, the Shepherd Smith Edwards and Kantas Mississippi Unsuitability Law Firm (investorlawyers.com) represents investors against broker-dealers and investment advisers. This is not the kind of legal claim that you want to make without trusted unsuitability lawyers by your side. Contact our Gulfport, MS securities law office today.

Kentucky Unsuitability Law Firm Represents Bluegrass State Investors

Published on: October 15, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Kentucky Unsuitability Law Firm Represents Bluegrass State Investors Who Are The Victims of Broker Misconduct

At Shepherd Smith Edwards and Kantas (investorlawers.com), we help Kentucky investors pursue damages from the broker-dealers and investment advisers that made unsuitable investment recommendations to them.

Any recommendation that is not a good fit, given a customer’s investing profile, is an unsuitable recommendation that can lead to serious losses. To schedule your free, no obligation case assessment, contact our Lexington, KY securities law office today.

Oregon Unsuitability Law Firm

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Contact Our Portland, Oregon Unsuitability Law Firm If You Suspect Broker Negligence

At Shepherd Smith Edwards and Kantas (investorlawyers.com) we represent retail investors, retirees, accredited investors, institutional investors, high net worth investors, and ultra-high-net worth investors throughout the Beaver State in pursuing damages from financial advisors whose unsuitable investment recommendation contributed to causing their portfolio losses. Schedule your free, no obligation case consultation with one of our Portland, OR unsuitability attorneys today.

Unsuitability Exposes Investors To A Higher Risk Of Loss

San Francisco Unsuitability Attorneys

Published on: August 12, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our San Francisco Unsuitability Attorneys are Representing Investors Throughout the SF Bay Area and Northern California Against Broker-Dealers

For many investors who decide to hire a financial advisor, it is because they need a professional to help make sound investing choices that are appropriate for them given their investment profile: this may include their financial goals, level of investing experience, age, liquidity needs, tax status, investment objectives, financial situation, the makeup of the rest of their portfolio risk tolerance level, investment time horizon, and more.

Unfortunately, there are brokers that will disregard their obligation to only make suitable investment recommendations to their customers, whether due to ignorance, fraud, negligence,/or the lure of the higher commissions they can earn. This is called unsuitability and is one of the more common causes of unnecessary investment losses.

Chicago Unsuitability Law Firm

Published on: July 15, 2025 | by Shepherd Smith Edwards & Kantas, LLP

The Chicago Unsuitability Law Firm of Shepherd Smith Edwards and Kantas

When Brokers Fail To Make an Appropriate Investment Recommendation and the Investor Loses Money

Shepherd Smith Edwards and Kantas Chicago Unsuitability Law Firm (investorlawyers.com) is proud to represent Illinois investors against financial advisors and brokerage firms that made unsuitable investment recommendations. Contact our Chicago unsuitability securities law office if you are someone who would like to explore your legal options.

New Orleans Unsuitability Lawyers

Published on: June 24, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Trusted New Orleans Unsuitability Lawyers Are Here For Investors All Over The Bayou State

Unsuitable investment recommendations by a broker are one of the most common reasons that Louisiana investors end up losing money and decide to sue for damages. From our New Orleans securities law office in Metairie, Shepherd Smith Edwards and Kantas New Orleans Unsuitability Lawyers (investorlawyers.com) can help you explore your legal options.

When Unsuitability Leads To Investor Losses

Unsuitability Attorneys

Published on: May 5, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Alternative Investment Losses While Working With Arete Broker Jason Lamb? Our Unsuitability Attorneys At Shepherd Smith Edwards and Kantas Want To Talk To You

Shepherd Smith Edwards and Kantas Unsuitability Attorneys (investorlawyers.com) is looking into claims of losses by customers of Arete Wealth Management financial Advisor Jason Price Lamb. According to his CRD, this Nashville, TN broker has already been involved in 10 customer disputes since 2024, in which the claimants collectively sought more than $1.3M in damages.

Eight of these investment loss recovery claims have resulted in settlements, while two others remain pending. Most of the cases may have been from when Lamb was still a Center Street Securities broker. Arete has since acquired that broker-dealer.

New York Unsuitability Lawyers

Published on: May 5, 2025 | by Shepherd Smith Edwards & Kantas, LLP

New York Unsuitability Lawyers are Representing NY Investors Against Broker-Dealers and Investment Advisers For More Than 30 Years

For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has been working hard to help New York investors recoup their portfolio losses caused by the inappropriate recommendations of their financial advisor.

Unsuitability is one of the most common reasons that investment loss recovery claims are filed. From our Buffalo, NY securities law offices, we have the skills, resources, and knowledge to take on even the most complex cases against the largest brokerage firms and investment advisers on Wall Street and throughout the United States.

San Diego Unsuitability Lawyers

Published on: April 2, 2025 | by Shepherd Smith Edwards & Kantas, LLP

San Diego, CA Unsuitability Lawyers

Representing Southern California Investors Who Have Been The Victims of Unsuitable Investment Recommendations By Their Financial Advisors

If you are a Southern California investor who has sustained serious losses because you suspect that your broker or investment adviser made a too-risky or otherwise inappropriate recommendation to you, contact the San Diego law office of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. For investors in Northern and Central California, you may want to reach out to our San Francisco securities law office.