Houston Broker Fraud Attorneys

Houston Broker Fraud Attorneys

Representing Investors in Greater Houston and the Surrounding Areas Against Brokerage Firms

For over 30 years, our experienced Houston, TX broker misconduct lawyers have been fighting for investors throughout the state against the largest brokerage firms in the United States. Losing the money that you’ve invested is never easy and it is even more devastating when it is because of the wrongful or negligent actions of the financial advisor you entrusted to take care of your funds.

Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you explore your legal options and determine whether you have grounds for a broker-dealer negligence lawsuit related to a number of causes, such as those involving:

What You Should Know About Suing Your Broker  

Just because you lost money in an investment does not always mean you were the victim of stockbroker fraud. And, when you are, pursuing damages from your financial advisor will be very difficult. Most financial firms will not readily admit to wrongdoing. Not only because they are reluctant to pay you money, but also there is the fear that if they admit to liability then other customers might try to seek damages as well. Instead, broker-dealers will usually deny your allegations or try to blame the market or even you.

When you hire our seasoned Houston brokerage firm arbitration attorneys, not only can we prepare and file your claim seeking financial recovery, but also, we will protect your legal rights. This is not the type of litigation that you want to pursue on your own or without the help of savvy Texas securities lawyers who know what needs to be done to thoroughly investigate your losses, prove liability, and successfully argue your case.

Typically, this will take place before a panel of FINRA arbitrators. Because their ruling is final with not much chance for appeal, you want to hire the right securities law firm to represent you from the start.

What Distinguishes Our Houston Broker Fraud Lawyers From Others?

Shepherd Smith Edwards and Kantas is exclusively focused on representing investors against brokerage firms and investment advisers. This includes working with retail investors, conservative investors, retirees, older investors, accredited investors, high-net-worth individual investors, institutional investors, and others.

We are one of the largest securities law firms not just in Texas, but in the entire United States. Some of us are former brokers who used to work at the largest-brokers dealers in the country. But because of the unsavory practices we witnessed, we left and have chosen to protect investors instead.

From the most complex investor loss claims against the largest Wall Street firms to straightforward cases of securities fraud involving a local broker-dealer, our Houston financial advisor negligence attorneys have worked with clients to collectively recover many millions of dollars for thousands of them. As a matter of fact, more than 90% of investors that we have represented have received full or partial financial recovery.

We have the resources and manpower to take on even the largest brokerage firm arbitration cases. However, just because we are a big securities firm does not mean you will get lost in the mix. In fact, you will have our entire team of dedicated Houston broker fraud attorneys, legal assistants, and consultants providing you with quality, personalized securities litigation representation.

Our Texas securities lawyers have received the highest ratings from Super Lawyer, Lawyers of Distinction, Martindale-Hubbell, Law Dragon, and other organizations. We are well-respected by our peers on both sides of the negotiating table.

How To Contact Our Seasoned Houston Broker Negligence Attorneys 

Your first consultation with is a free, no obligation case assessment. We work on a contingency basis, so should you retain our firm, you will only pay for our services upon financial recovery and never out of your own pocket.

In Harris County, Montgomery County, Fort Bend County, Liberty County, Chambers County, Galveston County, Texas and the surrounding areas, call (713) 227-2400 our contact online.

Houston Broker Misconduct Law Firm  

1010 Lamar St #900
Houston, TX 77002


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