Boca Raton Stockbroker Recently Named in Two FINRA Arbitration Complaints
Willard Louis Pugh, a National Asset Management financial adviser in Florida, is currently under scrutiny in the wake of customer allegations alleging unsuitable investment recommendations. Pugh, who has been in the securities industry for 32 years, is also a National Securities broker. He was recently named in two customer disputes filed in Financial Industry Regulatory Authority (FINRA) arbitration.
The first investor claim, brought in June, seeks $300K in damages. Pugh’s BrokerCheck record doesn’t specify what type of investment is involved. The second customer case, filed in July, names the United Development Funding V real estate investment trust (UDF V REIT). The claimant is seeking $155K.