Investor Lawyers Blog

Northstar Bermuda Loss Attorneys

Published on: February 1, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Chinese Investors File Northstar (Bermuda) Lawsuit For Over $5 Million Against Cetera. Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one living in the US and […]

Investor Fraud Loss Law Firm

Published on: September 25, 2023 | by Shepherd Smith Edwards & Kantas, LLP

How Can I Sue My US-Based Broker Over My Beechwood Bermuda Losses? Our Investor Fraud Loss Law Firm Represent Foreign Nationals In Suing Their Broker-Dealers If you are an investor who suffered losses in Beechwood Bermuda (formerly PB Life and Old Mutual (Bermuda) and now Beechwood (Omnia)), Shepherd Smith Edwards and Kantas (investorlawyers.com) can help […]

Annuity Loss Lawyers

Published on: September 18, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did Former Cetera Broker Hui Zhang Sell You Northstar Financial Services (Bermuda) Annuities? Our Broker Fraud Lawyers Are Investigating Investors’ Losses Since 2020, Shepherd Smith Edwards and Kantas (investorlawyers.com) have been representing clients against Cetera Investment Services and the many other broker-dealers that allegedly unsuitably marketed and sold Northstar Financial Services (Bermuda) to international investors, including those from […]

Elder Financial Exploitation Attorney

Published on: August 22, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You or Someone You Love A Victim of Elder Financial Exploitation By Your Broker? Our Elder Financial Exploitation Attorney Team May Be Able To Help According to a 2020 AARP Public Policy Institute study, older investors lose $3B a year to elder financial fraud. The perpetrator may be a friend, loved one, acquaintance, stranger, […]

Annuity Loss Attorneys

Published on: August 22, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Another Chinese Investor Sues Cetera Over Northstar Financial Services (Bermuda) Losses. Our Annuity Loss Lawyers Continue To File Broker Fraud Lawsuits For Foreign Nationals in Asia and Latin America Once again, the Annuity Loss Attorneys at Shepherd Smith Edwards and Kantas (investorlawyers.com) have filed an annuity fraud lawsuit against Cetera Investment Services on behalf of an […]

Broker Fraud Lawyers

Published on: August 8, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Can International Investors Pursue Their Northstar (Bermuda) Losses From Cetera Investment Services? Chinese Investor Sues US-Based Broker-Dealer For Up to $500K in Damages If you are a foreign national who suffered losses after Cetera Investment Services or another US-based broker-dealer marketed and sold you Northstar Financial Services (Bermuda) investments, know that there are legal remedies […]

蒙受损失的ARKK投资者可联系投资者损失律师

Published on: November 23, 2022 | by Shepherd Smith Edwards & Kantas, LLP

蒙受损失的ARKK投资者可联系投资者损失律师 Shepherd Smith Edwards & Kantas LLP 2022-11-04 07:00 1668 分享到： Cetera和其他经纪商目前正面临客户对ETF投资者损失索赔休斯顿2022年11月4日 /美通社/ — Ark Innovation Exchange-Traded Fund（ARKK）的投资者对他们的损失感到无比惊讶。根据消息来源，其ETF今年截至目前的跌幅超过55%，跑输广泛市场。这种基金的结构复杂，已证明极具风险性和波动性。同时，这种基金属于非多元化，近50%的资产仅投资于10家公司。遗憾的是，多家经纪公司可能将这一交易所交易基金出售给经验不足的投资者，这些投资者或者风险承受能力差，或者缺少能够应对变化、减少投资影响的资产组合。我们的交易所交易基金投资者损失律师代表金融行业监管局（FINRA）的索赔方，针对Cetera Investment Services和其他向他们营销和出售Ark Innovation ETF的经纪商提出索赔。中国投资者提交了7位数的FINRA仲裁索赔，指控证券欺诈 Shepherds Smith Edwards and Kantas对Cetera Investment Services及其位于加利福尼亚州圣马特奥的财务顾问Weina Hou提起FINRA诉讼。索赔人是一名中国投资者，她表示她的Cetera经纪商不仅不当推荐了Ark Innovation ETF，使其在这一结构化产品中过度聚集了数十万美元，而且还进行虚假陈述这一交易所交易基金属于低风险投资机会并进行兜售。这名索赔人此前没有投资经验，不精通英语，并且乐于将资金安全投资于可转让定期存单。Cetera的经纪商Weina Hou与她联系，用中文进行沟通，宣称兜售能给她带来更大回报且无需承担更多损失风险的投资项目。相反，Hou开始推荐高风险的结构化基金。在我们的专家FINRA仲裁律师的帮助下，这位投资者正在向ETE和Hou寻求高达100万美元的损害赔偿。联系我们知识丰富的Ark Innovation ETF投资者损失律师 Shepherds Smith Edwards and Kantas的ETF投资者损失律师帮助包括外国国民在内的数千名投资者弥补了因其美国经纪公司的金融顾问实施经纪欺诈或疏忽而所造成的损失。多年来，我们为客户寻回数百万美元的补偿。如果您在Ark Innovation ETF中遭受重大损失，请立即联系我们的证券律师。如需安排免费的无义务咨询，请立即致电(866) 901-4162。消息来源：Shepherd Smith Edwards & Kantas LLP […]

ETF Investor Loss Lawyer: Know When You Need Contact One

Published on: October 25, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Should You Call an ETF Investor Loss Lawyer You Suffered Investor Losses in Ark Innovation ETF Cetera and Other Broker-Dealers Now Facing ETF Investor Loss Claims From Customers Many investors of the Ark Innovation Exchange-Traded Fund (ARKK) have been blindsided by their losses. According to sources, the ETF has lost more than 55% year-to-date and […]

Former Clarity Capital Partners’ Kyle Chapman in Newport Beach Sold GWG L Bonds to Retail Customers

Published on: August 22, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Irvine, CA Claimants Are Pursuing Up To $500K in Damages from American Trust Investment Services Three Southern California investors have filed a six-figure Financial Industry Regulatory Authority (FINRA) arbitration claim against broker-dealer American Trust Investment Services over their GWG L Bond losses. The claimants, who are related, worked with former broker Kyle William Chapman, who […]

Customers of Ex-First Allied Securities Broker Chad Barancyk Are Requesting More Than $2.1M in Damages

Published on: August 18, 2022 | by Shepherd Smith Edwards & Kantas, LLP

FINRA suspends former Florida Financial Advisor The Financial Industry Regulatory Authority (FINRA) has indefinitely suspended ex-broker Chad Ryan Barancyk after he failed to respond to the self-regulatory organization’s probe. FINRA attorneys requested more information on the arbitration award/settlement agreement, which the former broker allegedly didn’t address. Barancyk was fired by Great Point Capital, Chicago, where […]