Articles Tagged with Broker Fraud Law Firm

You May Have a Claim Against This Broker-Dealer If You Suffered Serious Losses

Shepherd Smith Edwards and Kantas is investigating potential legal claims on behalf of investors who suffered severe losses in Alexander Capital Ventures Series Delta-2 and Delta-3 funds. The high-risk private placements, which invested in foreign startup Tevva, were allegedly unsuitably recommended to retail clients and retirees despite steep upfront fees and significant conflict of interest.

Our broker fraud law firm is continuing to speak with investors who lost money in Alexander Capital Ventures Series Delta-2 or Delta-3. Managed by brokerage firm Alexander Capital, these are high-risk private Special Purpose Vehicles (SPVs) or series LLC funds that invested in foreign startup Tevva. There are concerns that they may have been unsuitably recommended to retail customers.

The Shepherd Smith Edwards and Kantas Broker Fraud Law Firm Continues To Investigate Investor Losses Involving Ex-Hilltop Securities Broker Rajesh Markan. 

SEC Bars Ex-Texas Financial Advisor Who Pleaded Guilty Over Pony Private Equity Investments

If you are an investor who suffered losses while working with now convicted former Dallas financial advisor Rajesh Markan, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Our Texas securities law firm represents investors in recouping losses caused by broker misconduct or negligence.

For GK 7% Bond Investors Who Sustained Serious Losses, The Time To Act Is Now. Our Broker Fraud Law Firm  Can Help You Assess Whether You Have Grounds For A Claim

If you are a GK 7% Bond investor, there is still time to explore your legal options and find out whether your broker should be held liable for your investment losses. Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to investigate the broker-dealers, including managing brokerage firm JCC Advisors, that marketed and sold these debt instruments to customers. Contact us today to request your free, initial case consultation.

What Are GK 7% Bonds?

Are You A Chinese Investor Who Suffered Losses in iCap Securities?

Our Broker Fraud Law Firm Represents Non-US Citizens in Recouping Losses From US Brokerage Firms

Shepherd Smith Edwards and Kantas Broker Fraud Law Firm (investorlawyers.com) is representing both US citizens and non-US citizens in recouping their losses involving iCap. Some 1800 investors are believed to have purchased iCap investments that were issued by iCap Enterprises and sold by US-based broker-dealers, which appear to have been paid up to 10% in commissions by iCap Equity.

Shepherd Smith Edwards and Kantas Help Investors Recover Their Portfolio Losses 

What Distinguishes Our Trusted Broker Fraud Law Firm 

Shepherd Smith Edwards and Kantas (investorlawyers.com) have recovered many millions of dollars on behalf of thousands of investors that have fallen victim to a stockbroker and financial advisor’s negligence. We are one of the largest securities fraud law firms in the United States with over a combined century’s worth of experience in securities law and the securities industry. Dedicated to providing our clients with quality counsel and effective legal representation, we work with retail investors, retirees, wealthy investors, and institutions in pursuing damages from broker-dealers and investment advisers while protecting their legal rights.

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