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Articles Tagged with FINRA Lawsuit Attorney

FINRA Lawsuit Attorney

Published on: November 15, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You A Novice Investor Whose Broker Unsuitably Recommended GWG L Bonds?

You May Be Able To Pursue Damages By Filing A FINRA Lawsuit

If you are a GWG L bond investor who suffered serious losses in what is now believed to have been a classic Ponzi scam, please know that there is no guarantee that you will get much, if anything at all, back if you are relying solely on the regulatory actions and class action securities lawsuits. Not to mention that all of those could take years to resolve.

FINRA Lawsuit Attorney

Published on: August 8, 2023 | by Shepherd Smith Edwards & Kantas, LLP

For Northstar Financial Service (Bermuda) Investors, Suing Their Broker-Dealer Remains The Best Avenue for Financial Recovery

Bermuda Supreme Court’s Latest Ruling Doesn’t Bring Annuity Holders Any Closer To Getting Their Money Back

Since 2020, Shepherd Smith Edwards and Kantas the FINRA Lawsuit Attorney team have been representing investors that suffered losses after their broker-dealer marketed and sold them Northstar Financial Services (Bermuda) annuities. These investors are foreign nationals, including retirees, who looked to the US as a safe haven for their assets. Instead, their financial advisors allegedly unsuitably invested their funds in these risky, little-protected offshore annuities while promising that their money would be secure.