Articles Tagged with Joseph Chu

Connecticut Investment Advisor is Also Part of RBC Team Chu, Philipps, and Associates  

Joseph Ijong Chu, an RBC Capital Markets stockbroker, has been named in a number of customer disputes this year. Chu is also a registered investment advisor with the broker-dealer. He is part of the RBC  team known as Chu, Phillips, and Associates, which offers products and services through City National Bank in Stamford, Connecticut. 

Chu’s customers are blaming him for the investment losses they suffered when he allegedly overconcentrated their accounts in risky oil and gas investments that were unsuitable for them.