Shepherd Smith Edwards and Kantas Is Representing This Elderly Investor

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim seeking up to $5 million from Cetera Investment Services on behalf of a 75-year-old Taiwanese investor alleging unsuitability and overconcentration in Northstar Financial Services (Bermuda). Because recovering funds directly from the defunct offshore entity is unlikely, the firm is helping international and U.S. investors pursue financial recovery by holding the brokerage firms that sold these unsafe products accountable.

Once again, our Northstar Financial Services (Bermuda) loss attorneys have filed a claim on behalf of an non-US citizen against Cetera Investment Services. This time, the Claimant is a 75-year-old who lives in Taiwan. His US broker was Hui “Celia” Zhang, who he is accusing of making unsuitable investment recommendations and overconcentrating a large portion of his assets in this now defunct offshore entity.