Texas Couple Sues RBC Capital Over Velocis Fund III Losses

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimants Are Pursuing Up to $500,000 in Financial Recovery

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against RBC Capital on behalf of two investors seeking up to $500,000 in damages for losses in Velocis Fund III. The lawsuit alleges that the brokerage firm unsuitably recommended this risky, illiquid, and speculative private real estate fund to retail investors who were misled into believing it was a safe investment.

Shepherd Smith Edwards and Kantas Velocis Fund III Investor Lawyers (investorlawyers.com) are representing two Claimants who are suing RBC Capital over losses they sustained in the Velocis Fund III. Now they are pursuing up to $500,000 in damages, along with any interest and costs.

California Investor Sues Emerson Equity Over Inspired Healthcare Capital Losses For Up To $5,000,0000

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant Was Unsuitably Recommended the IHC Eatonton DST

The law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against Emerson Equity on behalf of a California investor seeking up to $5 million in damages for losses related to Inspired Healthcare Capital. The lawsuit alleges that the broker unsuitably overconcentrated the investor’s account in a highly illiquid Delaware Statutory Trust (DST) that later filed for Chapter 11 bankruptcy.

A Half Moon Bay, CA investor is suing brokerage firm Emerson Equity, control person Dominic Julio Baldini, and broker Patrick Wang Lam for up to $5M in damages, including punitive damages. Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Recovery Attorneys (investorlawyers.com) filed this claim for their Client in FINRA arbitration.

Another Inspired Healthcare Capital Investor Sues Ni Advisors

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Near-Retiree Alleges Broker-Dealer of Making an Unsuitable Investment Recommendation

A Missouri near-retiree is seeking up to $100,000 in damages through a FINRA arbitration lawsuit against brokerage firm Ni Advisors for recommending unsuitable, high-commission Inspired Healthcare Capital investments that led to near-total losses. The lawsuit, handled by Shepherd Smith Edwards and Kantas, alleges financial advisor misconduct and unsuitability following Inspired Healthcare Capital suspending redemptions and filing for Chapter 11 bankruptcy.

A Missouri investor is suing for up to $100K in damages after he sustained losses in Inspired Healthcare Capital. He contends that brokerage firm Ni Advisors unsuitably recommended this alternative investment, overconcentrating his account with it.

Inspired Healthcare Capital Investor Sues Arkadios Capital and Broker Jonathan Drew Keller

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Florida Retiree Files FINRA Lawsuit Seeking Up to $500K

The Inspired Healthcare Capital investor lawyers at Shepherd Smith Edwards and Kantas are representing a retired Daytona Beach senior in a FINRA lawsuit against Arkadios Capital seeking up to $500,000 in damages. The claim alleges that the firm unsuitably overconcentrated the client’s retirement assets in a high-risk, illiquid Delaware Statutory Trust before the developer filed for bankruptcy.

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Investor Lawyers (investorlawyers.com), are representing a Daytona Beach investor who suffered losses in Inspired Healthcare Capital Pinellas Park DST in his broker fraud case against Arkadios Capital and its financial advisor, Jonathan Drew Keller. Our Client, who is a retired septuagenarian, should never have been sold this Delaware Statutory Trust from an unknown issuer with not much of a track record. He is suing for up to $500K in damages.

Investor Wins More Than $1.2M In Her Variable Annuity Case Against UBS Financial Services

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

FINRA Arbitration Panel Finds Broker-Dealer Liable For Compensatory Damages and Other Costs

A FINRA arbitration panel ordered UBS Financial Services to pay a widow over $1.2M in compensatory damages and costs after ruling that the firm was liable for losses sustained in her variable annuity case. The law firm Shepherd Smith Edwards and Kantas highlights this victory to demonstrate how their experienced FINRA Attorneys can help investors recover losses caused by broker misconduct and negligence.

UBS Financial Services must pay a widow more than $1.2M after a FINRA arbitration panel ruled in the Claimant’s favor. She had sued the brokerage firm over losses in a variable annuity that she bought using her retirement money.

California Investor Sues Kingswood Capital Partners and Broker Paul Sangyop Lee Over Their Inspired Healthcare Capital Losses

Published on: May 18, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant Alleges She Was Unsuitably Recommended IHC Delaware Statutory Trusts

The Shepherd Smith Edwards and Kantas FINRA Law Firm is representing a Yorba Linda investor in a lawsuit against Kingswood Capital Partners and broker Paul Sangyop Lee over losses in Inspired Healthcare Capital. The claim alleges that the firm unsuitably recommended these risky, illiquid DSTs to a near-retiree while failing to disclose nearly $100 million in commissions paid to brokers.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing a Yorba Linda, CA investor in her Inspired Healthcare Capital (IHC) loss recovery claim. She is suing Kingswood Capital Partners and broker Paul Sangyop Lee for up to $100K in damages.

Cupertino, CA Investor Sues Ni Advisors and Emerson Equity Over IHC Losses

Published on: May 5, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Inspired Healthcare Capital Investor Attorneys Are Representing This Claimant in His $500K FINRA Lawsuit

Shepherd Smith Edwards and Kantas is representing a retiree in a $500,000 FINRA lawsuit against Emerson Equity and Ni Advisors for the unsuitable sale of high-risk Inspired Healthcare Capital (IHC) products. The claim alleges that broker Peter Po misrepresented speculative IHC funds as safe investments, failing to disclose the risks of the now-bankrupt assisted living developer.

Once again, Shepherd Smith Edwards and Kantas (investorlawyers.com) is suing Emerson Equity and Ni Advisors on behalf of a Claimant who was unsuitably sold Inspired Healthcare Capital (IHC) investment products. Our Client is seeking to recover up to $500K in damages over losses he sustained in the following:

Irvine, CA Couple Sues Emerson Equity Over Inspired Healthcare Capital and Other Alternative Investment Losses

Published on: April 30, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Is Representing These Claimants and Their Six-Figure FINRA Lawsuit

Two investors are suing Emerson Equity, control person Dominic Julio Baldini, and broker Forrest James for up to $500K in damages over losses they sustained in the following alternative investments, which were primarily Delaware Statutory Trusts (DSTs) and Non-traded Real Estate Investment Trusts (non-traded REITs) issued by :

Inspired Healthcare Capital (IHC)

Shepherd Smith Edwards and Kantas Is Representing IHC Investors Against Broker-Dealers

Published on: April 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Even with Inspired Healthcare Capital’s $40M- DIP Financing Approved by Bankruptcy Court, Investors Should Still Explore Their Legal Options

Despite Inspired Healthcare Capital’s court-approved bankruptcy financing, Shepherd Smith Edwards and Kantas advises investors to pursue FINRA arbitration against the brokers who sold these risky private placements. While bankruptcy often results in minimal recovery, filing a claim for broker negligence or fraud may allow investors to recoup their original capital and lost profits.

If you suffered losses in Inspired Healthcare Capital (IHC) private placement funds or Delaware Statutory Trusts (DSTs), it is important that you continue to explore your legal options beyond the senior assisted living developer’s Chapter 11 bankruptcy case. The Investment Loss Attorneys of Shepherd Smith Edwards and Kantas (investorlawyers.com), we would be happy to help you determine whether you have grounds for an investment loss recovery claim against your broker-dealer that sold you these risky Regulation D offerings.

Inspired Healthcare Capital Investor Sues Aurora Securities Broker Taylor Armstrong

Published on: April 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Los Angeles Claimant Is Suing For Up To $1,000,000 in Damages

Shepherd Smith Edwards and Kantas is representing a 78-year-old retiree in a $1M FINRA arbitration claim against Aurora Securities and broker Taylor Armstrong following losses in Inspired Healthcare Capital. The lawsuit alleges that the broker unsuitably recommended risky DSTs and funds, failing to disclose significant conflicts of interest and the high commissions earned from the sales.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing a 78-year-old retiree in his FINRA arbitration case against Aurora Securities and its financial advisor, Taylor Wilson Armstrong. The Los Angeles investor is seeking up to $1M plus interests and costs.