Financial Firms

Law Firm Investigates Webull Financial Pump-and-Dump Scam

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Webull Financial Over Alleged Third-Party Pump-and-Dump Scam

We Are Representing Customers of This Broker-Dealer Whose Accounts Were Breached

If you are someone who suffered losses in the alleged pump-and-dump scheme involving your Webull Financial account that may have been breached, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Inspired Healthcare Capital Losses Sue Emerson Equity Over DST Losses

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors From California Sue Emerson Equity For DST Losses

Retiree Couple Is Pursuing Up to $500,000 in Damages From Broker-Dealer

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed another six-figure Inspired Healthcare Capital (IHC) recovery claim in FINRA arbitration against Emerson Equity. This time, the claimants are two senior investors from Livermore, CA. Also, Respondents in the investor lawsuit are Emerson Equity control person Dominic Julio Baldini and Emerson Equity broker Adam Ross Shipley.

Emerson Equity and Broker Baldini Sued for $1M+ in Inspired Healthcare Capital DST Losses

Published on: November 7, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Investors Sue Emerson Equity and Broker Dominic Julio Baldini Over Inspired Healthcare Capital Losses

Our Delaware Statutory Trust Recovery Lawyers Are Representing These Claimants in Their FINRA Lawsuits

Shepherd Smith Edwards and Kantas (investorlawyer.com) has filed two separate investment loss recovery claims against Emerson Equity and its registered representative Dominic Julio Baldini over losses these investors sustained in Inspired Healthcare Capital Trust (IHC) and its Delaware Statutory Trusts (DSTs).

More Easterly ROCMuni Fund Investors from Paducah, KY Sue Stifel, Nicolaus & Co. For Up To $500,000

Published on: November 7, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Couple Is Alleging Unsuitability and Breach of Fiduciary Duty in Their FINRA Lawsuit Against The Broker-Dealer

Shepherd Smith Edwards and Kantas ROCMuni Fraud Recovery Attorneys (investorlawyers.com) are representing two more Claimants from Paducah, Kentucky, who suffered serious portfolio losses after Stifel, Nicolaus & Co. broker Adam Chustz allegedly unsuitably recommended the Easterly ROCMuni High Income Fund. Now, the couple is suing the broker-dealer for up to $500K in damages.

From the start, these investors made it very clear that their money needed to be kept safe and liquid. While initially their funds were placed in a “smart rate” account that was supposed to guarantee liquidity and security, in addition to growth, Stifel would later unsuitably recommend the Easterly ROCMuni High Income Fund, which it allegedly misrepresented as a low-risk, municipal bond investment.

California Investor Files Six-Figure Versity Equity Investment Lawsuit Against Emerson Equity

Published on: November 7, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Delaware Statutory Fraud Attorneys Are Representing This Middle-Aged Investor

Shepherd Smith Edwards and Kantas Delaware Statutory Fraud Attorneys (investorlawyers.com) are representing a Costa Mesa, CA Claimant who is suing Emerson Equity and financial advisor Dominic Julio Baldini for up to $500,000 over losses he sustained in Versity Investments (KNA Crew Enterprises).

The investor is a middle-aged businessman who entrusted a healthy amount of his savings and retirement money to the brokerage firm. Unfortunately, instead of receiving prudent investment advice from the Respondents, it was allegedly unsuitably recommended that he place his money in risky Delaware Statutory Trusts (DSTs) from Versity Investments.

Our IHC Investor Recovery Attorneys Can Help Investors Recover IHC Losses

Published on: October 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You an Austin, TX Investor Whose Realized Financial Broker Sold You Inspired Healthcare Capital DSTs?

If You Have Suffered IHC Losses, Contact Our Texas Broker-Dealer Negligence Law Firm Today

In Austin, Texas, the Shepherd Smith Edwards and Kantas Investor Recovery Attorneys (investorlawyers.com) is offering free, no obligation case assessments to investors who were marketed and sold Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs) by brokerage firm Realized Financial, Inc.

Our Inspired Healthcare Capital Loss Attorneys Represent Multiple IHC Investors Against Emerson Equity

Published on: October 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did Emerson Equity Know That Inspired Healthcare Capital Was In Financial Trouble, But Kept Selling IHC DSTs To Investors?

Shepherd Smith Edwards and Kantas Is Representing Multiple IHC Investors Against Emerson Equity Over The Sale of Inspired Healthcare Capital Funds & DSTs

If you are an Inspired Healthcare Capital (IHC) investor who suffered serious losses in its Delaware Statutory Trusts (DSTs) that were sold to you by Emerson Equity, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. We are representing a number of IHC investors against this brokerage firm.

Securities Law Firm of Shepherd Smith Edwards and Kantas Is Representing Claimants Against Webull Financial

Published on: October 16, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You a Webull Financial Customer Who Suffered Losses in an Alleged Pump and Dump Scam Involving Hackers

The Securities Law Firm of Shepherd Smith Edwards and Kantas are Representing Claimants. We Are Also Investigating Allegations of A Hack at Tastytrade That May Have Harmed Their Customers.

If you are a customer at Webull Financial, and you suffered losses when an unauthorized party hacked into your brokerage account there to run an alleged pump-and-dump scam involving Ten-League International Holdings Limited (TLIH) shares, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. We are representing Claimants in recouping their losses from Webull in FINRA arbitration.

California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities.

Published on: October 16, 2025 | by Shepherd Smith Edwards & Kantas, LLP

California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities. Broker Austin Bowlin Is A Respondent in This DST Fraud Lawsuit

Two investors are suing Austin Securities and financial advisor Austin A. Bowlin for up to $1,000,0000 after suffering losses in Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this retired couple in pursuing damages through Financial Industry Regulatory Authority (FINRA) arbitration.

The Claimants contend that Aurora Securities and Bowlin unsuitably recommended risky products, including IHC DSTs. This type of investment vehicle is often involved in real estate ventures and is usually a start-up. Inspired Healthcare Capital is heavily invested in the senior housing space.

We are Representing Investors in NorthStarHealthcare Income REIT Lawsuit

Published on: October 15, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Widow Retiree Sues Cetera Over NorthStarREIT II and NorthStarHealthcare Income REIT Losses

Our Non-Traded REIT Fraud Law Firm Is Representing the Claimant In Her Six-Figure FINRA Lawsuit

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing a senior investor who is suing Cetera Investment Services for up to $500,000 for losses she suffered in NorthStarHealthcare Income REIT and NorthStarREIT II (now Colony Credit Real Estate). This is an elderly retiree who entrusted the broker-dealer and one of its financial advisers, whom she met while a client at East West Bank, with a portion of her retirement money.