Financial Firms

Attn: Easterly ROCMuni High Income Municipal Bond Fund Investors Who Have Sustained Serious Losses. Explore Your Legal Options Now

Published on: February 12, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Easterly ROCMuni Investor Lawyers Have Filed Six- and Seven-Figure Easterly Fund Recovery Claims Against Broker-Dealers That Sold This High-Risk Junk Bond Fund

If you are an investor whose broker unsuitably recommended that you invest in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX), it is imperative that you explore your legal options. This high-risk junk bond fund saw a dramatic drop in price in June 2025 following a fire sale, leaving many investors with serious losses. Already, Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed a number of Easterly Fund loss claims against Stifel, Nicolaus & Co., as well as Osaic Wealth and other brokerage firms.

At one point, holding around $300M in assets in October 2024, the Easterly ROCMuni Fund now has less than $17M in assets. As of December 30, 2025, it reported a Net Asset Value (NAV) of $2.18 along with a -67.70% decline.

Washington State Couple Files Seven-Figure Lawsuit Against Aurora Securities Over Inspired Healthcare Capital Losses

Published on: February 12, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Loss Attorneys are Representing These Retirees in FINRA Arbitration

Two Bellevue, Washington, investors in their sixties are suing Aurora Securities and their former broker, Roger William Bowlin. They are seeking up to $1,000,000 in damages for losses they sustained in Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs). These are risky, real estate ventures that are generally unsuitable for retail investors, especially retirees. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing these Claimants.

Inspired Healthcare Capital just filed for Chapter 11 Bankruptcy protection, which has put a stop to any lawsuits against the alternative asset firm. Now more than ever, your best chance for financial recovery if you are an IHC investor is to go after the broker-dealer that sold you these Regulation D offerings.

Escondido, CA Couple Files Six-Figure Inspired Healthcare Capital Lawsuit Against Emerson Equity

Published on: February 12, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Following IHC’s Bankruptcy Filing, Our Delaware Statutory Trust Lawyers Are Continuing To Represent Many Investors Against This Brokerage Firm

If you are an Inspired Healthcare Capital (IHC) investor who was hoping to get your money from your investment back from this alternative asset firm, know that it is highly unlikely, given that IHC has just filed for Chapter 11 bankruptcy protection. What you can do, however, is explore your legal options with one of our skilled IHC Delaware Statutory Trust lawyers to determine whether you have grounds for suing the financial advisor who sold you this alternative investment. Contact the Securities Law Firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Already, we have filed another investment loss recovery claim on behalf of investors seeking to recoup losses in Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs). The claimants are Southern California investors in their 50s. They are seeking up to $500,000 damages from Emerson Equity, which is the managing broker-dealer and underwriter of these Regulation D offerings. Also, Respondents in this IHC loss lawsuit are Emerson Equity control person Dominic Julio Baldini and California broker Gabriel Candea.

Inspired Healthcare Capital Bankruptcy: Investor Loss Recovery Options

Published on: February 4, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Investor Alert: Inspired Healthcare Capital Holdings Bankruptcy and What it Means for Investors. Shepherd, Smith, Edwards & Kantas is Representing Dozens of Investors Already in Claims for Losses in Inspired Healthcare Capital Holdings Entities.

On February 2, 2026, Inspired Healthcare Capital Holdings, LLC (“Inspired Healthcare”) filed for Chapter 11 Bankruptcy protection in the Northern District of Texas. Inspired Healthcare filed bankruptcy for itself and 160 of its affiliates and subsidiaries. A Chapter 11 bankruptcy petition is a “business reorganization” procedure, rather than a liquidation procedure. The bankruptcy petitioner uses the process to reorganize its debt obligations and to attempt to work out a plan to emerge as a new company with less debt and able to go forward. Shepherd, Smith, Edwards & Kantas (investorlawyers.com) is working with investors from all over the country to help try and navigate the consequences of this bankruptcy and to recover lost investment funds by filing an investment loss recovery claim against other parties, such as the advisor who sold the Inspired Healthcare investment.

https://youtu.be/HFey8WalK-8?si=e6oASE31kLk7z06W

FINRA Arbitration Attorneys

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

For Easterly ROCMuni High Income Fund Investors, Filing A FINRA Lawsuit May Be Your Best Chance At Recouping Your Losses

Shepherd Smith Edwards and Kantas FINRA Arbitration Attorneys Are Representing Easterly ROCMuni Claimants Against Broker-Dealers

Over six months after a fire sale caused Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX) to plunge in value, Shepherd Smith Edwards and Kantas (investorlawyers.com) FINRA Arbitration Attorneys continue to investigate claims of losses against the broker-dealers that unsuitably marketed this high-risk junk bond fund to customers. Already, we have filed investment loss recovery claims in FINRA arbitration against Stifel, Nicolaus & Co, Osaic Wealth, and other firms.

Shepherd Smith Edwards and Kantas Is Representing Inspired Healthcare Capital Investors Against Emerson Equity

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Lawyers Would Like To Offer You A Free Case Assessment

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Investment Loss Recovery Lawyers (investorlawyers.com) are continuing to investigate claims of investment losses involving Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs). Already, we are representing a number of Claimants, many of them customers of Emerson Equity, which is the sole managing brokerage firm of this Regulation D private placement offering.

Here is a list of the Inspired Healthcare Capital Funds:

IHC Delaware Statutory Trusts Recovery Attorneys

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Young Retiree Sues Emerson Equity Over Inspired Healthcare Losses

Our IHC Delaware Statutory Trusts Are Continuing to Investigate Investor Losses

Shepherd Smith Edwards and Kantas IHC Delaware Statutory Trusts Recovery Attorneys (investorlawyers.com) is representing a young retiree in her six-figure FINRA lawsuit. She is seeking up to $500K in damages from Emerson Equity, broker Joshua David Chapin, and Emerson’s control person Dominic Julio Baldini. Our Client trusted the Respondents to take care of her savings. Instead, she contends, they unsuitably recommended Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs) and other illiquid investments, such as Carter Multi-family, Exchange Right, HPI, Leitbox, Pinnacle and Red Oak.

Did You Lose Money in RMJAX or RMHIX? Recover Your Easterly ROCMuni Losses Today

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

To All Easterly ROCMuni High Income Fund Investors: The Time To Explore Your Legal Options Is Now!

Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Attorneys Continue to Investigate Stifel, Osaic Wealth, and Other Broker-Dealers Over Investment Losses

Over the last few months, our Easterly ROCMuni High Income Fund recovery attorneys have been filing six- and seven-figure FINRA arbitration claims on behalf of investors whose brokers unsuitably marketed and sold this speculative, high-risk junk fund that was misrepresented as a municipal bond fund. We are also continuing to speak with more investors who suffered losses in the Easterly Fund (RMJAX, RMHIX, and RMHVX). If you are someone who wants to explore whether you have grounds for a financial recovery lawsuit, contact the Easterly ROCMuni Fund Attorneys of Shepherd Smith Edwards and Kantas (investorlawyers.com.)

What Easterly ROCMuni High Income Fund Investors Should Know

Published on: December 4, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Lawyers are Representing Investors Against Broker-Dealers That Sold This Risky Junk Bond

If you are someone who suffered serious losses in the wake of the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX) fire sale in June 2025, you will want to reach out to Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We are representing Easterly ROCMuni Fund investors against broker-dealers, including Stifel, Nicolaus & Co., Osaic Wealth, and other firms.

The Easterly Fund had been losing money for almost a year when a fire sale in June 2025 caused it to lose many millions of dollars in just a few days. Last year, Easterly ROCMuni Fund had $300M in assets. Now it has less than $25M. Its share price is less than $3/share.

Law Firm Investigates Webull Financial Pump-and-Dump Scam

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Webull Financial Over Alleged Third-Party Pump-and-Dump Scam

We Are Representing Customers of This Broker-Dealer Whose Accounts Were Breached

If you are someone who suffered losses in the alleged pump-and-dump scheme involving your Webull Financial account that may have been breached, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.