Dallas Financial Advisor Fraud Law Firm

Dallas, Texas Financial Advisor Fraud Law Firm

Representing Investors Over Losses Caused by Stockbroker Misconduct or Negligence

Founded in 1990, Shepherd Smith Edwards and Kantas (investorlawyers.com) is proud to be one of the most recognized and well-respected financial advisor fraud law firms both in Texas and the United States. Led by Senior Securities Law Partners Kirk Smith, Sam Edwards, and William Shepherd, we represent investors in going after the brokerage firms and investment advisers whose wrongful or negligent actions caused serious investment losses.

Our Dallas Financial Advisor Fraud Law Firm has been highly rated by Super Lawyers, Martindale-Hubble, Justia, Avvo, and others for providing our clients with quality securities law representation and personalized attention. Not only do we have Texas law offices in both Dallas and Houston in Texas, but we also have branch offices all over the United States. This allows us to work with investors locally, nationally, and internationally.

Our Dallas, TX financial advisor misconduct attorneys work with investors who were the victims of:

• Churning
• Unsuitable investment recommendations
• Concentration
• Failure to diversify
• Unauthorized trading
• Breach of fiduciary duty
• Misrepresentations
• Due diligence failures
• Breach of contract
• Omissions
• Negligence
• Misappropriation
• Failure to supervise
• Some type of investment scheme
• Financial product failure
• Elder financial abuse
• Selling away
• And more.

With more than 100 years of combined securities law and securities industry experience, our Dallas financial advisor negligence law firm has helped investors to recover their funds by representing them in mediation, negotiation, arbitration, and litigation. Over the years, we have worked with thousands of clients from all walks of life and all levels of investing experience. This has included retail investors, retirees, seniors, accredited investors, high-net-worth individual investors, ultra-high-net-worth individual investors, and institutional investors. Our efforts have resulted in full or partial financial recovery for more than 90% of them in the form of awards and settlements.

Trusted Dallas Financial Advisor Fraud Law Firm

All of our Texas securities lawyers have the skills, credentials, and experience that you need to fight your financial advisor fraud claim to its conclusion. Not only that, but most of us were once licensed securities brokers at the largest broker-dealers, with some of us working in senior supervisory roles or in compliance at those firms. We have a thorough understanding of the brokerage industry and the kinds of financial advisor misconduct that take place within it.

We left that industry because we didn’t like what we were seeing. We chose to become Dallas financial advisor negligence lawyers instead so we could protect investors and help them pursue the damages they are owed.

Who Is Liable for Our Investment Losses, The Brokerage Firm Or The Financial Advisor?

First of all, it is important to note that some investment losses are not anyone’s fault. The risk of loss always exists when investing, and if anyone tells you otherwise please be wary that you could be dealing with a potential scammer. However, there are also portfolio losses that do happen because of financial advisor misconduct or negligence.

If you call our Dallas financial advisor fraud law office, we can help you during a free, no obligation case assessment to determine whether your losses warrant suing your stockbroker and/or the broker-dealer. Even if the brokerage firm was not aware that financial advisor misappropriation was happening, you still may be able to hold them liable because they should have known and stopped/prevented any kind of wrongdoing from causing you to lose money.

When You Work With Our Dallas, Texas Financial Advisor Negligence Attorneys

If you decide to hire us, you should know that you aren’t just getting one securities lawyer assigned to your case, you will be retaining our entire Texas investment loss recovery firm. We will work with you to provide you with a superior experience and top-notch securities law representation. Read our reviews from past clients.

Because we work on a contingency basis,  you will only pay for our legal services if we obtain your financial recovery, which is where the payment will come out of.

How To Contact Our Dallas Financial Advisor Fraud Law Firm:

Call (214) 613-5306 or (800) 259-9010 or contact us online.

Our Dallas Law Office:

Founders Square
900 Jackson St #440-A
Dallas, TX 75202