Reg D Private Placement Lawyers

I’m An Investor Whose Ausdal Financial Partners Broker Sold Me ICap Securities. Can I Recoup My Losses? 

Our Reg D Private Placement Lawyers Are Investigating Broker-Dealers For Misconduct and Negligence

If you are an investor who suffered losses in iCap securities after your Ausdal Financial Partners broker marketed and sold you this investment, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The broker-dealer is one of many US brokerage firms that helped iCap Enterprises raise $245M in investor funds.

Now, in the wake of dividend payment suspension, the resignation of iCap founder Chris Christensen, and the real estate manager’s bankruptcy filing, investors have grown concerned regarding how and whether they can get back their money. Our savvy private placement attorneys are investigating Ausdal Financial Partners and the other brokerage firms who may have unsuitably recommended the following iCap investments:

  •  iCap
  •  iCap Broadway
  •  iCap Campbell Way
  •  iCap Equity
  •  iCap Funding
  •  iCap Holding
  •  iCap Holding 5
  •  iCap Holding 6
  •  iCap Investments
  •  iCap Management
  •  iCap Pacific Development
  •  iCap Pacific Income 4 Fund
  •  iCap Pacific Income 5 Fund
  •  iCap Northwest Opportunity Fund
  •  iCap Pacific Northwest Opportunity and Income Fund
  •  iCap Pacific NW Management
  •  iCap Realty
  •  iCap Vault
  •  iCap Vault 1
  •  iCap Vault Management
  •  Senza Kenmore
  •  UW 17thAVE
  •  Vault Holding 1
  •  VH 1121
  •  VH 2ndStreet Office
  •  VH Pioneer Village
  •  VH Senior Care
  •  VH Willows Townhomes
  •  VH Vault Holding
  •  725 Broadway

The real estate investments were too high risk for many of the investors to whom they were sold. Not only that but also a significant number of those we solicited iCap by brokerage firms were Chinese nationals looking for investment opportunities that could allow them to become US residents.

Unfortunately, the lure of up to 10% in commissions may have compelled broker-dealers to disregard clients’ best interests, make misrepresentations and omissions about the risks, and fail to conduct the necessary due diligence to ensure that these were safe, suitable opportunities for investors.

Why Should You Work With Seasoned Reg D Private Placement Fraud Attorneys?

Regulation D private placements tend to high-risk unregistered securities that should only be offered to accredited investors. They typically lack the oversight and protections that come with US Securities and Exchange Commission (SEC)-registered investments.

You want to make sure you are represented by knowledgeable Reg D private placement loss lawyers who understand the nature of these investments and how to pursue damages caused by broker misconduct or negligence. For over 30 years, Shepherd Smith Edwards and Kantas have been exclusively representing investors in holding broker-dealers and investment advisers liable. This has included working with Reg D private placement investors. More than 90% of our clients have received full or partial financial recovery because of our help.

What If You Are A Non-US Citizen Who Suffered ICap Losses?

We work with both US citizens and foreign nationals who have investment loss recovery claims against US-based broker-dealers. We are currently representing dozens of Chinese nationals, including those living in Asia, in other broker fraud lawsuits.

How To Contact Our Reg D Private Placement Lawyers: 

Call the experienced SSEK team of (800) 259-9010 at (800) 259-9010 today or fill out our online contact form. Request your free, no-obligation case assessment today.

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