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Articles Tagged with Reg D Private Placement Lawyers

Reg D Private Placement Lawyers

Published on: June 27, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Investment Fraud And Unsuitability Allegations Continue Plaguing HJ Sims Reg D Investments

Our Reg D Private Placement Lawyers Are Zealously Investigating Investor Losses

Shepherd Smith Edwards and Kantas Reg D Private Placement Lawyers (investorlawyers.com) is continuing to speak with investors who were sold an HJ Sims Regulation D offering by their financial advisor. These are high-risk investments that the broker-dealer may have allegedly unsuitably, maybe even fraudulently, sold—$2B in these private placements to customers, including retail investors and retirees. One can’t help but wonder if the high commissions and fees that HJ Sims brokers stood to earn from the sales took greater precedence over investors’ best interests.

Reg D Private Placement Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

I’m An Investor Whose Ausdal Financial Partners Broker Sold Me ICap Securities. Can I Recoup My Losses?

Our Reg D Private Placement Lawyers Are Investigating Broker-Dealers For Misconduct and Negligence

If you are an investor who suffered losses in iCap securities after your Ausdal Financial Partners broker marketed and sold you this investment, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The broker-dealer is one of many US brokerage firms that helped iCap Enterprises raise $245M in investor funds.