Investment Loss Recovery Attorneys Tag Archives

Are You An Investor Who Suffered Losses in Tricolor Holdings?

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Lawyers Are Investigating

A Manhattan federal grand jury has indicted former Tricolor Holdings executives for fraud. This has further raised concerns for those affected by the now bankrupt subprime auto lender. The Texas-based company provides subprime car loans to low-income buyers that have poor or limited credit. It filed for Chapter 7 liquidation in September after falling into more than $1B in debt.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating investment losses involving Tricolor. Investors who got involved with Tricolor through feeder funds may be affected too.

Reg D Private Placement Loss Recovery Attorneys

Published on: March 25, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Are You An HJ Sims Reg D Private Placement Investor Who Would Like To Explore Your Legal Options? Contact Shepherd Smith Edwards and Kantas Today To Speak With One Of Our Reg D Private Placement Loss Recovery Attorneys

In the wake of allegations that HJ Sims (Herbert J. Sims) allegedly unsuitably marketed and sold $2.2B of Regulation D private placements to investors, our skilled broker fraud lawyers are continuing to investigate claims of related investment losses. If you are one of these investors and would like our help determining whether you have grounds for a FINRA lawsuit seeking damages, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

HJ Sims is believed to have sold about 93 private placements to investors over the last 10 years. A number of them defaulted, which has severely hurt their value. Also, most of the HJ Sims Reg D investments were sold exclusively by this broker-dealer. There are also allegations that some of the broker-dealer’s executives were involved in the issuance of a number of private placement bonds. If that is true then they likely made money on the bonds twice—when the bonds were issued and sold to customers. This would have been a conflict of interest that should have been disclosed.

Investment Loss Recovery Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You A GPB Capital Fund Investor Still Struggling With Investment Losses?

There Is Still Time To Pursue Damages For Broker-Dealer Negligence

A judge has appointed a receiver to liquidate GPB Capital Holdings. The person who has been assigned that role is Joseph Gardemal of Alvarez & Marsal, who has been serving as the court-appointed monitor of GPB Capital Holdings since 2021. In a letter to GPB Fund investors, Gardemal said that he will submit a plan to the U.S. District Court for the Eastern District of New York by January 22, 2024, and he intends to start distributing assets as soon as he can after the plan is approved.

Investment Loss Recovery Attorneys

Published on: August 1, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did Your Broker Sell You ICap Northwest Opportunity & Income Fund Private Placements?

Our Investment Loss Recovery Attorneys Can Help You Explore Your Legal Options

In March 2023, ICap Northwest Opportunity Fund CEO announced to investors that it would be suspending interest payments. Clearly this is bad news for ICap Northwest Opportunity and Income Fund private placement investors, many of whom may not have been aware that their broker marketed and sold them such risky, illiquid investments.