LPL Financial Archives - Securities Fraud Attorney

Ex-LPL Financial Broker Gets 20 Years in Prison for Securities Fraud

Nov062018ccollinsLPL Financial, Sonya Camarco

Sonya Camarco, an ex-LPL Financial (LPLA) broker, has been sentenced to 20 years in prison after she admitted to stealing $1.8M from clients. Camarco, who worked for the brokerage firm in Colorado, was indicted by a grand jury last year on multiple counts of securities fraud. She pleaded guilty to one count of each. According…

LPL Financial Agrees to Pay $26M Over Unregistered Securities to State Securities Regulators

May042018ccollinsLPL Financial, unregistered securities

In an agreement reached with the North American State Securities Administrators Association, LPL Financial (LPLA) will pay $26M in fines to a number of US states and jurisdictions over unregistered securities sales going back more than a decade. NASAA reports that the settlement comes after a task force was set up last summer to probe…

CALL US!800-259-9010

CALL US!800-259-9010

Tag: LPL Financial

Ex-LPL Financial Broker Gets 20 Years in Prison for Securities Fraud

LPL Financial Agrees to Pay $26M Over Unregistered Securities to State Securities Regulators

Do You Have A Claim?

About Us

Current Investigations

Practice Areas