Broker Fraud

How Broker Fraud Attorneys Recover Lost Retirement Savings

Published on: January 15, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Florida Investors Sue United Planners’ Financial Services of America for Up to $1 Million in Damages

Couple Sustained Losses in Creative Media and Community Trust REIT and Priority Income Fund, as well as other Unsuitable Investment Recommendations

Shepherd Smith Edwards and Kantas Broker Fraud Attorneys (investorlawyers.com) are representing a Florida couple who are suing United Planners’ Financial Services of America A Limited Partnership (United Planners’) for up to $1,000,000 over the customers’ investment losses they sustained.

Houston, TX Financial Product Failure Law Firm

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Representing Investors Whose Financial Advisors Sold Them Investments That Caused Them Serious Portfolio Losses

The Shepherd Smith Edwards and Kantas Financial Product Failure Law Firm (investorlawyers.com) represents Texas investors who suffered losses because a financial product sold to them by their broker or investment adviser failed. Contact our Houston securities law office today to schedule your free case consultation.

Why Does A Financial Product Fail?

Attention Atlas Funds Investors Who Suffered Losses in These Private Placement Funds

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Broker Fraud Lawyers are Investigating Spartan Capital Securities For Selling These Alternative Investments

If you are an investor who has sustained losses in any of the 346 private placement investments from one of 16 offerings from Atlas Management LLC, including those involving the following, Shepherd Smith Edwards and Kantas Broker Fraud Lawyers (investorlawyers.com) wants to talk to you:

Atlas Fund III Ser B LLC (Klarna)

Did You Lose Your Life Savings While Investing Through A Stockbroker?

Published on: December 11, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Skilled Retirement Fund Fraud Attorneys Want To Talk To You

Shepherd Smith Edwards and Kantas (investorlawyers.com) represents young retirees, senior investors, still working professionals that are saving for their future, family trusts, and others that lost their life savings due to the poor investment advice or mismanagement of their financial advisor. Unfortunately, broker misconduct and negligence can lead to life altering and devastating for investors. Our skilled retirement loss law firm can help you determine whether you have grounds for suing your broker-dealer and their registered representative for damages.

With over a century’s worth of collective experience in securities law and the securities industry, our seasoned investment recovery lawyers have represented thousands of Clients regarding more than 1000 matters, including the most complex kinds of claims against the largest brokerage firms in the United States. We know how hard you’ve worked to save for you and your family. Over the decades, we’ve made it a mission to provide investors with quality securities representation and personalized attention in arbitration, mediation, and litigation.

Shepherd Smith Edwards and Kantas Investigates Former Merrill Lynch Broker Isaiah Williams

Published on: December 11, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Broker-Dealer Ordered To Pay $9.5M Settlement in Alleged Athlete Investment Fraud

If you are an investor who sustained serious losses while working with ex-Merrill Lynch, Pierce, Fenner & Smith stockbroker Isaiah Thomas Williams, Jr., the Shepherd Smith Edwards and Kantas Athlete Investment Fraud team (investorlawyers.com) wants to talk to you. He was a registered representative with Merrill out of Boca Raton, Florida, from 2017 – 2025.

Isaiah Williams voluntarily resigned following allegations of unsuitable asset allocation, misappropriation, misrepresentations, and improper outside business activities. In August 2025, he was arrested and charged with fraud, grand theft, and money laundering.

Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?

Published on: December 11, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Stockbroker Fraud Law Firm Can Help You Explore Your Legal Options

Shepherd Smith Edwards and Kantas (investorlawyers.com) Is investigating PFS Investments and the other brokerage firms that may have unsuitably marketed Next Level Holdings LLC to customers. The company’s founder, Henry Paul Regan, Jr., is now the subject of investigations by both the US Justice Department (DOJ) and the US Securities and Exchange Commission (SEC). They are accusing him of running a more than $60M Ponzi scam that may have defrauded over 300 investors. Also purportedly involved in the alleged scam are Yield Capital Management and Yield Wealth Limited, which are both affiliated with Regan.

Both the SEC’s civil complaint and the federal government’s criminal indictment allege that investors were promised yearly returns of 12-15.3%, falsely assured that their principal and interest were guaranteed, and given forged insurance documents and unregistered securities offerings. The regulator contends that investors were told that their returns would be paid from profits that came from precious metals in Colombia and investments in health insurance policies under the Affordable Care Act. Regan allegedly stated that the latter would render the monthly income guaranteed by the federal government.

Texas Broker Fraud Law Firm Investigates Former Ameriprise Advisor Eric Dupre

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Serious Investment Losses While Working With Former Ameriprise Broker Eric Dupre?

Shepherd Smith Edwards and Kantas Is Investigating This ex-San Antonio, TX, Financial Advisor Over Fraud Allegations, Including Elder Financial Abuse

If you are an investor who suffered suspect portfolio losses while working with then-Ameriprise registered representative Eric Anthony Dupre, please contact our Texas securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We can help you assess whether you have grounds for an investment loss recovery claim.

Nevada Retiree Who Suffered Private Placement and Annuity Losses Sues LifeMark Securities For Up to $500K

Published on: November 16, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Broker Fraud Attorneys Are Representing This Claimant In FINRA Arbitration

A Las Vegas investor is suing LifeMark Securities after the brokerage firm recommended a private placement, a Limited Partnership known as Tasty Brands, as well as annuities, to her, even though she is a retiree with a disability.

Private placements are risky, unregistered investment products. They are particularly unsuitable for those who are no longer earning employment wages. They are illiquid and hard to resell. Annuities can also be illiquid and have lengthy surrender periods. They are unsuitable for many retirees.

Our IHC Investor Recovery Attorneys Can Help Investors Recover IHC Losses

Published on: October 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You an Austin, TX Investor Whose Realized Financial Broker Sold You Inspired Healthcare Capital DSTs?

If You Have Suffered IHC Losses, Contact Our Texas Broker-Dealer Negligence Law Firm Today

In Austin, Texas, the Shepherd Smith Edwards and Kantas Investor Recovery Attorneys (investorlawyers.com) is offering free, no obligation case assessments to investors who were marketed and sold Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs) by brokerage firm Realized Financial, Inc.

California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities.

Published on: October 16, 2025 | by Shepherd Smith Edwards & Kantas, LLP

California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities. Broker Austin Bowlin Is A Respondent in This DST Fraud Lawsuit

Two investors are suing Austin Securities and financial advisor Austin A. Bowlin for up to $1,000,0000 after suffering losses in Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this retired couple in pursuing damages through Financial Industry Regulatory Authority (FINRA) arbitration.

The Claimants contend that Aurora Securities and Bowlin unsuitably recommended risky products, including IHC DSTs. This type of investment vehicle is often involved in real estate ventures and is usually a start-up. Inspired Healthcare Capital is heavily invested in the senior housing space.