Featured Investigation

Shepherd Smith Edwards and Kantas Investigates Brokers That Sold Four Springs Capital Trust

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Non-Traded REIT Recovery Attorneys Represent Investors Against Financial Advisors

If you have suffered losses in Four Springs Capital Trust, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We are currently investigating claims of unsuitable investment recommendations in this illiquid, possibly troubled non-traded real estate investment trust (non-traded REIT).

Four Springs Capital Trust invests in and runs single-tenant, net-leased commercial properties that are mostly in the medical, necessity retail, and industrial sectors. It was promoted to investors as an alternative investment that is tax-advantaged and income-oriented.

Are You An Investor Who Suffered Losses in Tricolor Holdings?

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Lawyers Are Investigating

A Manhattan federal grand jury has indicted former Tricolor Holdings executives for fraud. This has further raised concerns for those affected by the now bankrupt subprime auto lender. The Texas-based company provides subprime car loans to low-income buyers that have poor or limited credit. It filed for Chapter 7 liquidation in September after falling into more than $1B in debt.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating investment losses involving Tricolor. Investors who got involved with Tricolor through feeder funds may be affected too.

Our Reg D Offering Recovery Law Firm is Investigating Firms That Sold Oak Harbor Capital Special Opportunities Master Fund

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Are You An Investor Who Suffered Losses In Oak Harbor Capital Special Opportunities Master Fund?

Our Investment Advisory Loss Lawyers Are Investigating The Firms That Sold Them

The Shepherd Smith Edwards and Kantas Reg D Offering Recovery Law Firm (investorlawyers.com) is investigating claims of losses in the Oak Harbor Capital Special Opportunities Master Fund. This alternative investment fund is focused on undervalued assets, distressed assets, corporate carve-outs, and other unusual situations while seeking to make high returns from its involvement in early-stage opportunities or market inefficiencies. Run by private equity firm and investment adviser Oak Harbor Capital, the Oak Harbor Capital Special Opportunities Master Fund is unsuitable for retail investors. It should only have been sold to institutional investors, sophisticated accredited investors, and high-net-worth individual investors. This is a Regulation D offering, which makes it an unregulated, illiquid, risky investment.

Victim of Broker Churning? Recover Your Unnecessary Investment Losses

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Are You An Investor Who Was The Victim Of Churning By Your Broker?

Our Excessive Trading Law Firm Wants To Talk To You

If you suffered losses that you suspect were due too many trades by your financial advisor, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We represent victims of churning, which is an illegal practice and a cause of unnecessary investor losses each year.

What Is A Ponzi Scam?

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

If Your Broker Involved You In This Type of Investment Scheme, You May Be Able To Sue For Damages

Shepherd Smith Edwards and Kantas Ponzi Scam Attorneys (investorlawyers.com) represents those who have suffered losses because of broker fraud or negligence. This can include, whether intentionally or not, involving investors in Ponzi scams. These types of investment schemes can lead to serious losses. It is devastating to not only lose money because of fraud, but also to have been exposed to the scam by the financial advisor that you trusted to protect your funds and grow your assets.

If you are an investor who wants to explore your legal options and determine whether you have grounds for a broker negligence claim over your Ponzi scam losses, call (800) 259-9010.

Shepherd Smith Edwards and Kantas Investigates Webull Pump-and-Dump Scam

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

To All Webull Financial Customers Who Suffered Losses In The Alleged Third Party Pump-and-Dump Explore Your Legal Options With Our Securities Law Firm Today

Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to investigate claims of losses by Webull Financial customers whose accounts may have been breached by a third-party in an alleged pump-and-dump scam. Already, we are representing a number of these Claimants in their investment loss recovery claims against this broker-dealer for failing to stop this breach.

These Webull customers allege that an unauthorized third party was able to break through the brokerage firm’s security measures and access these investors’ accounts. The scammers purportedly liquidated these customers’ investment holdings and used the funds to buy penny stock shares of Ten-League International Holdings (TLIH). This artificially inflated the price of those shares. The unknown party is believed to have sold their shares at that higher price. When the stock’s price dropped, the Webull Financial customers sustained serious losses.

Houston, TX Financial Product Failure Law Firm

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Representing Investors Whose Financial Advisors Sold Them Investments That Caused Them Serious Portfolio Losses

The Shepherd Smith Edwards and Kantas Financial Product Failure Law Firm (investorlawyers.com) represents Texas investors who suffered losses because a financial product sold to them by their broker or investment adviser failed. Contact our Houston securities law office today to schedule your free case consultation.

Why Does A Financial Product Fail?

Attention Atlas Funds Investors Who Suffered Losses in These Private Placement Funds

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Broker Fraud Lawyers are Investigating Spartan Capital Securities For Selling These Alternative Investments

If you are an investor who has sustained losses in any of the 346 private placement investments from one of 16 offerings from Atlas Management LLC, including those involving the following, Shepherd Smith Edwards and Kantas Broker Fraud Lawyers (investorlawyers.com) wants to talk to you:

Atlas Fund III Ser B LLC (Klarna)

Union City, CA, Couple Sue Emerson Equity Over Their Inspired Healthcare Capital Losses

Published on: December 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Delaware Statutory Trust Lawyers Are Representing This Couple in Their Six-Figure FINRA Lawsuit

Shepherd Smith Edwards and Kantas Delaware Statutory Trust Lawyers (investorlawyers.com) are representing two more Inspired Healthcare Capital (IHC) investors against brokerage firm Emerson Equity and its control person, Dominic Julio Baldini. Also, a respondent in this investment loss recovery claim is Emerson Equity broker Peter Po.

Our clients, a Union City, CA couple, are two retired seniors in their late sixties who entrusted a substantial portion of their retirement savings to this broker-dealer. However, rather than giving them prudent investment advice that was in line with these investors’ desire not to expose their assets to undue risk, the Respondents unsuitably recommended risky products, including Inspired Healthcare Capital Delaware Statutory Trusts (DSTs). This type of vehicle invests in real estate ventures and is usually a startup. They are illiquid and cannot be resold. They are a particularly bad investment choice for retirees. Not only that, but the Claimants contend that the Emerson Equity broker that they worked with overconcentrated their account with these IHC DSTs.

Did You Lose Your Life Savings While Investing Through A Stockbroker?

Published on: December 11, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Skilled Retirement Fund Fraud Attorneys Want To Talk To You

Shepherd Smith Edwards and Kantas (investorlawyers.com) represents young retirees, senior investors, still working professionals that are saving for their future, family trusts, and others that lost their life savings due to the poor investment advice or mismanagement of their financial advisor. Unfortunately, broker misconduct and negligence can lead to life altering and devastating for investors. Our skilled retirement loss law firm can help you determine whether you have grounds for suing your broker-dealer and their registered representative for damages.

With over a century’s worth of collective experience in securities law and the securities industry, our seasoned investment recovery lawyers have represented thousands of Clients regarding more than 1000 matters, including the most complex kinds of claims against the largest brokerage firms in the United States. We know how hard you’ve worked to save for you and your family. Over the decades, we’ve made it a mission to provide investors with quality securities representation and personalized attention in arbitration, mediation, and litigation.