Investor Lawyers Blog

Stockbroker Negligence Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did Your Advisory Group Equities Securities Broker Sell You ICap Investments?

Our Skilled Stockbroker Negligence Lawyers Are Investigating Investor Losses

In the wake of iCap Equity’s filing for bankruptcy, the Shepherd Smith Edwards and Kantas Stockbroker Negligence Lawyers (investorlawyers.com) are talking to the many investors who are struggling to figure out how to recoup their money. At least 1800 investors were marketed and sold iCap Regulation D private placements even when they may have been unsuitable investment recommendations. This includes many Chinese nationals, including those in the Washington State area, who were hoping to secure permanent US residency through the EB-5 visa program.

Private Placement Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Investigates Titan Securities Over ICap Investment Sales

Our Reg D Private Placement Loss Attorneys Are Representing Investors In Recouping Their Losses

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating Titan Securities over its allegedly unsuitable sale of iCap securities to customers. According to a 2017 study by Reuters and Columbia University Law School, this brokerage firm—also known as JT Securities Management—has a high concentration of financial advisors with red flags on their record.

Broker Fraud Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

What Are The Legal Options For Latin American Investors Who Suffered Losses in Northstar Financial Services (Bermuda)?

Our Broker Fraud Attorneys Are Representing A Peruvian Retiree In Her Lawsuit Against Truist Investment Services

For Latin American investors who worked with a US-based brokerage firm, you don’t have to be an American citizen to sue for negligence. Currently, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing dozens of investors from Central and South America who suffered losses in Northstar Financial Services (Bermuda) because their US financial advisor allegedly unsuitably marketed and sold them annuities in this offshore company. Many of our clients wanted a safe, stable haven for their assets. Instead, they ended up losing significant sums of money in this obscure entity.

San Francisco Investment Loss Recovery Law Firm

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

San Francisco Investment Loss Recovery Law Firm

Representing Investors in the SF Bay Area and Surrounding Areas Against Broker-Dealers

Throughout Northern California, Shepherd Smith Edwards and Kantas (investorlawyers.com) works with investors, including US citizens and foreign nationals in recouping the losses they sustained because of financial advisor fraud and misconduct. From our San Francisco securities law offices conveniently located in The Embarcadero, we work with clients who were the victims of unsuitable investment recommendations, misrepresentations and omissions, concentration, failure to diversify, supervisory deficiencies, due diligence failures, negligence, and much more involving:

L Bond Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Center Street Securities Goes Out of Business After Selling GWG L Bonds

Shuttering of Fourth Broker-Dealer Is Warning To GWG Investors To Act Now

Dear GWG L-Bond Investors,

Reg D Private Placement Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

I’m An Investor Whose Ausdal Financial Partners Broker Sold Me ICap Securities. Can I Recoup My Losses?

Our Reg D Private Placement Lawyers Are Investigating Broker-Dealers For Misconduct and Negligence

If you are an investor who suffered losses in iCap securities after your Ausdal Financial Partners broker marketed and sold you this investment, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The broker-dealer is one of many US brokerage firms that helped iCap Enterprises raise $245M in investor funds.

Real Estate Investment Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did You Invest In The MG Capital Real Estate Scam Through CrowdStreet?

Our Real Estate Investment Loss Attorneys Can Help You Assess Whether You Have Grounds for A Broker Fraud Lawsuit

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating claims of losses in the $58M MG Capital real estate investment scam. The money was raised through the crowdfunding platform run by brokerage firm CrowdStreet Capital. Our real estate investment scam attorneys are exploring whether the broker-dealer should be held liable for these losses. Over 330 investors were believed to have been involved.

Oregon Financial Advisor Fraud Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Oregon Financial Advisor Fraud Attorneys Firm

Fighting For Investors Throughout The State From Our Portland, OR Securities Law Office

If you are an Oregon investor who has suffered portfolio losses due to the wrongful or negligent actions of a stockbroker or investment adviser, it is important that you retain the services of a seasoned financial advisor law firm to protect your legal rights and fight for the damages you are owed. From our Portland, OR law offices, Shepherd Smith Edwards and Kantas (investorlawyers.com) have been representing clients against broker-dealers and investment advisers because of investment losses caused by:

Broker Negligence Attorney

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Portfolio Losses While Working With Ex-SagePoint Financial Broker Thomas Corsaro?

Former NY Financial Advisor Sentenced in $1.7M Investment Fraud

Shepherd Smith Edwards and Kantas (investorlawyers.com) are investigating claims of losses by clients of ex-SagePoint Financial stockbroker Thomas John Corsaro. The former New York financial advisor pleaded guilty to defrauding investors of $1.7 million and was sentenced to two years in prison. He also was ordered to fully pay back those he harmed.

Securities Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

What Should Investors Know When Filing a Broker Negligence Lawsuit?

Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment

Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is that you can also go after your stockbroker if negligent behavior contributed to you suffering investment losses.