Current Investigations

Delaware Statutory Trust Recovery Attorneys

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

San Francisco Investors File Inspired Healthcare Capital Loss Lawsuit Against Realized Financial

Our IHC Delaware Statutory Trusts Are Representing These Claimants, Who Are Suing For Up To $500,000

Two semi-retirees from the San Francisco Bay Area have filed a FINRA arbitration claim against brokerage firm Realized Financial and its registered representatives Robert Johnson, David Dahill, and Stephanie Nicole Elliot. Shepherd Smith Edwards and Kantas Delaware Statutory Trust Recovery Attorneys (investorlawyers.com) are representing these claimants in their six-figure case.

Holding Firms Accountable: Suing Broker-Dealers with Elder Financial Abuse Attorneys

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

What Should I Do If My Parent Becomes The Victim of Elder Financial Abuse By Their Broker? Shepherd Smith Edwards and Kantas Elder Financial Abuse Lawyers Can Help You Determine Your Next Steps

If your mother, father, or another elderly person you care for has sustained serious losses to their retirement money due to elder financial exploitation by a broker or investment adviser, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Many people think of senior financial abuse as a crime committed by ill-meaning family, friends, caregivers, acquaintances, or scammers. What a lot of people don’t realize is that it can also be carried out by financial professionals.

Recovering From Broker Fraud: Your Claim with Experienced Selling Away Attorneys

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Sustain Serious Portfolio Losses While Working Former LPL Financial Broker William Tunink?

Contact Our Selling Away Law Firm To Explore Your Legal Options

If you are an investor who worked with ex-LPL Financial registered representative William Bernard Tunink (AKA “Bill” Tunink), and you sustained serious investment losses when he was your financial advisor, please contact Shepherd Smith Edwards and Kantas Selling Away Attorneys (investorlawyers.com) today.

Western Colorado Unsuitability Law Firm

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Ridgway, CO Securities Law Firm Represents Investors Who Have Suffered Losses Due To Inappropriate Broker Recommendations

Throughout Western Colorado, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents retail investors, retirees, accredited investors, institutional investors, high-net-worth investors, and ultra-high-net-worth investors who have sustained serious portfolio losses because their financial advisor recommended a product, trade, or strategy that was unsuitable. Unsuitability is a serious problem in the brokerage industry and one of the most common reasons that investors end up suing their financial advisor and the brokerage firm of record for damages.

Over the decades, our Ridgway, CO unsuitability attorneys have helped thousands of investors to secure settlements and awards from broker-dealers.

FINRA Arbitration: How L Bond Fraud Attorneys Target Broker-Dealers for Unsuitable Sales

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

GWG L Bonds Investors Are Suing Their Broker-Dealers For Their Losses

Former GWG Holdings Founder Brad Heppner Is Charged With Securities Fraud

Shepherd Smith Edwards and Kantas L Bond Fraud Attorneys (investorlawyers.com) is continuing to represent investors who sustained serious portfolio losses after their broker unsuitably recommended GWG L Bonds. Alternative asset firm GWG Holdings, which filed for bankruptcy in 2022, is accused of running a more than $1.6B Ponzi scam.

Mississippi Failure To Supervise Lawyers Investigate Brokerage Firm Negligence

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Mississippi Failure To Supervise Lawyers

Our Gulfport, MS Securities Law Firm Represents Investors In Recouping Losses From Brokerage Firms

If you are a Mississippi investor who suspects that your portfolio losses may have been enabled or even caused by the lax supervision of your brokerage firm, contact the Gulfport, MS securities law office of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Unfortunately, the failure to supervise by a broker-dealer is an all too common occurrence.

Our Regulation D Private Placement Recovery Attorneys Are Representing Claimant

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investor From Mississippi Sues Great Point Capital

Our Regulation D Private Placement Recovery Attorneys Are Representing This Claimant

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed a Financial Industry Regulatory Authority (FINRA) lawsuit on behalf of a Mississippi investor against brokerage firm Great Point Capital. Our Client sustained substantial losses in Inspired Healthcare Capital (IHC) and its Fund V. He is now suing for up to six figures in damages for his portfolio losses.

Texas Broker Fraud Law Firm Investigates Former Ameriprise Advisor Eric Dupre

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Serious Investment Losses While Working With Former Ameriprise Broker Eric Dupre?

Shepherd Smith Edwards and Kantas Is Investigating This ex-San Antonio, TX, Financial Advisor Over Fraud Allegations, Including Elder Financial Abuse

If you are an investor who suffered suspect portfolio losses while working with then-Ameriprise registered representative Eric Anthony Dupre, please contact our Texas securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We can help you assess whether you have grounds for an investment loss recovery claim.

Law Firm Investigates Webull Financial Pump-and-Dump Scam

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Webull Financial Over Alleged Third-Party Pump-and-Dump Scam

We Are Representing Customers of This Broker-Dealer Whose Accounts Were Breached

If you are someone who suffered losses in the alleged pump-and-dump scheme involving your Webull Financial account that may have been breached, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Inspired Healthcare Capital Losses Sue Emerson Equity Over DST Losses

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors From California Sue Emerson Equity For DST Losses

Retiree Couple Is Pursuing Up to $500,000 in Damages From Broker-Dealer

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed another six-figure Inspired Healthcare Capital (IHC) recovery claim in FINRA arbitration against Emerson Equity. This time, the claimants are two senior investors from Livermore, CA. Also, Respondents in the investor lawsuit are Emerson Equity control person Dominic Julio Baldini and Emerson Equity broker Adam Ross Shipley.