Current Investigations

FINRA Arbitration Attorneys

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

For Easterly ROCMuni High Income Fund Investors, Filing A FINRA Lawsuit May Be Your Best Chance At Recouping Your Losses

Shepherd Smith Edwards and Kantas FINRA Arbitration Attorneys Are Representing Easterly ROCMuni Claimants Against Broker-Dealers

Over six months after a fire sale caused Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX) to plunge in value, Shepherd Smith Edwards and Kantas (investorlawyers.com) FINRA Arbitration Attorneys continue to investigate claims of losses against the broker-dealers that unsuitably marketed this high-risk junk bond fund to customers. Already, we have filed investment loss recovery claims in FINRA arbitration against Stifel, Nicolaus & Co, Osaic Wealth, and other firms.

Shepherd Smith Edwards and Kantas Is Representing Inspired Healthcare Capital Investors Against Emerson Equity

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Lawyers Would Like To Offer You A Free Case Assessment

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Investment Loss Recovery Lawyers (investorlawyers.com) are continuing to investigate claims of investment losses involving Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs). Already, we are representing a number of Claimants, many of them customers of Emerson Equity, which is the sole managing brokerage firm of this Regulation D private placement offering.

Here is a list of the Inspired Healthcare Capital Funds:

Shepherd Smith Edwards and Kantas Oregon Financial Product Failure Attorneys

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Portland, OR Securities Law Firm Represents Investors Against Brokers That Unsuitably Recommended Investments That Failed

If you are an Oregon investor who sustained serious losses because the financial product that your stockbroker or investment adviser recommended failed, contact Shepherd Smith Edwards and Kantas (investorlawyers.com). From our Portland, OR securities law office, we represent Beaver State investors in pursuing damages from negligent financial firms.

What Does It Mean To Sue Your Financial Advisor Over A Financial Product Failure?

Shepherd Smith Edwards and Kantas Priority Income Fund Attorneys are Investigating Claims of Losses

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Attention: Priority Income Fund Investors, Shepherd Smith Edwards and Kantas Is Investigating Claims of Losses

You May Have Grounds For Pursuing Damages From The Broker-Dealer or Advisor That Sold You This Risky Alternative Investment

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating investor losses involving Priority Income Fund. As a result of speaking with other investors, our firm has learned that Priority Income Fund has lost roughly half of its value in recent months, creating large losses for unsuspecting investors.

Shepherd Smith Edwards and Kantas Investigates Barred W&S Brokerage Services Broker Ronald Daley

Published on: January 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Ohio Financial Advisor Is Sentenced to Prison Over an 8-Year Fraud Scam

If you suffered serious investment losses while working with former W & S Broker Services stockbroker Ronald Scott Dailey, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The barred financial advisor was sentenced to 54 months in prison after he pleaded guilty to wire fraud and tax evasion connected to an eight-year scam that cost his victims hundreds of thousands of dollars.

Among the allegations made against him was that he would convert clients’ funds taken out of fixed annuities and life insurance. He would have them move the money to a bank account that he controlled, defrauding at least three victims of over $707,000, which he was ordered to pay in restitution. He also must pay the IRS almost $212,000.

Did You Lose Money with Aaron Sevigny? Our Law Firm is Investigating United Planners

Published on: January 15, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Did United Planners’ Broker Aaron Sevigny Recommend Creative Media & Community Trust, Priority Income Fund or Another Alternative Investment Where You Sustained Investment Losses?

Shepherd Smith Edwards and Kantas Is Investigating Aaron Sevigny of United Planners’ Financial Services of America

If you are an investor who was unsuitably marketed and sold Priority Income Fund, Creative Media & Community Trust, or other risky alternative investments by United Planners’ Financial Services of America A Limited Partner stockbroker, Aaron Pierce Sevigny, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. Already, we have filed a significant investment loss recovery claim on behalf of a Florida couple who experienced serious losses to their retirement savings after this longtime financial advisor sold them these illiquid, speculative products.

Oregon Regulation Best Interest Lawyers

Published on: January 15, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Oregon SEC Reg BI Attorneys

Representing Beaver State Investors, Brokers, and Investment Advisers Who Disregarded Their Best Interests

If you are an Oregon investor who suffered investment losses and you suspect that your financial advisor may have disregarded your best interests when making recommendations and managing your account, Shepherd Smith Edwards and Kantas Oregon Regulation Best Interest Lawyers (investorlawyers.com) want to talk to you. Our Portland, OR, Regulation Best Interest (Reg BI) law firm has been representing retail investors and conservative retirees for more than 35 years.

Investor Files Six-Figure Alternative Investment Loss Claim Against Centaurus Financial

Published on: January 15, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Investor Files Six-Figure Alternative Investment Loss Claim Against Centaurus Financial

Centaurus Broker William “Bill Burks” Pursued Southwest Airlines Attendants As Clients

Shepherd Smith Edwards and Kantas alternative investment loss recovery law firm (investorlawyers.com) is seeking up to $500,000 in damages from Centaurus Financial for losses sustained by an investor who was sold non-traded real estate investment trusts (non-traded REITs) and other alternative investments, including:

How Broker Fraud Attorneys Recover Lost Retirement Savings

Published on: January 15, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Florida Investors Sue United Planners’ Financial Services of America for Up to $1 Million in Damages

Couple Sustained Losses in Creative Media and Community Trust REIT and Priority Income Fund, as well as other Unsuitable Investment Recommendations

Shepherd Smith Edwards and Kantas Broker Fraud Attorneys (investorlawyers.com) are representing a Florida couple who are suing United Planners’ Financial Services of America A Limited Partnership (United Planners’) for up to $1,000,000 over the customers’ investment losses they sustained.

IHC Delaware Statutory Trusts Recovery Attorneys

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Young Retiree Sues Emerson Equity Over Inspired Healthcare Losses

Our IHC Delaware Statutory Trusts Are Continuing to Investigate Investor Losses

Shepherd Smith Edwards and Kantas IHC Delaware Statutory Trusts Recovery Attorneys (investorlawyers.com) is representing a young retiree in her six-figure FINRA lawsuit. She is seeking up to $500K in damages from Emerson Equity, broker Joshua David Chapin, and Emerson’s control person Dominic Julio Baldini. Our Client trusted the Respondents to take care of her savings. Instead, she contends, they unsuitably recommended Inspired Healthcare Capital Delaware Statutory Trusts (IHC DSTs) and other illiquid investments, such as Carter Multi-family, Exchange Right, HPI, Leitbox, Pinnacle and Red Oak.