Texas Couple Sues RBC Capital Over Velocis Fund III Losses

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimants Are Pursuing Up to $500,000 in Financial Recovery

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against RBC Capital on behalf of two investors seeking up to $500,000 in damages for losses in Velocis Fund III. The lawsuit alleges that the brokerage firm unsuitably recommended this risky, illiquid, and speculative private real estate fund to retail investors who were misled into believing it was a safe investment.

Shepherd Smith Edwards and Kantas Velocis Fund III Investor Lawyers (investorlawyers.com) are representing two Claimants who are suing RBC Capital over losses they sustained in the Velocis Fund III. Now they are pursuing up to $500,000 in damages, along with any interest and costs.

Mississippi Institutional Investor Loss Lawyers

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Providing Quality Securities Representation Throughout The Magnolia State For Over 35 Years

The securities law firm Shepherd Smith Edwards and Kantas is offering free case consultations to Mississippi institutional investors, such as pension funds, municipalities, and banks, who suffered significant financial losses due to broker misconduct or negligence. The firm utilizes its 35 years of experience to help these sophisticated entities pursue financial recovery through FINRA or private arbitration.

If you are an institutional investor in Mississippi who suffered significant losses while working with a financial advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you explore your legal options. Depending on whether broker misconduct or negligence was involved, you may be able to sue for damages.

Northstar Financial Service (Bermuda) Investor Sues Cetera For Up to $1M

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Northstar (Bermuda) Lawyers are Representing This Claimant Who Is Alleging Unsuitability

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against Cetera Investment Services on behalf of a California retiree seeking up to $1 million in damages over Northstar Financial Services (Bermuda) losses. The lawsuit alleges that a financial advisor unsuitably overconcentrated the inheritance of the investor’s late mother into the high-risk offshore entity, which later filed for bankruptcy following its owner’s conviction for annuity fraud.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing another investor who suffered losses in Northstar Financial Services (Bermuda). The Claimant is suing Cetera Investment Services for up to $1M in damages in Financial Industry Regulatory Authority (FINRA) Arbitration.

California Investor Sues Emerson Equity Over Inspired Healthcare Capital Losses For Up To $5,000,0000

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant Was Unsuitably Recommended the IHC Eatonton DST

The law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against Emerson Equity on behalf of a California investor seeking up to $5 million in damages for losses related to Inspired Healthcare Capital. The lawsuit alleges that the broker unsuitably overconcentrated the investor’s account in a highly illiquid Delaware Statutory Trust (DST) that later filed for Chapter 11 bankruptcy.

A Half Moon Bay, CA investor is suing brokerage firm Emerson Equity, control person Dominic Julio Baldini, and broker Patrick Wang Lam for up to $5M in damages, including punitive damages. Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Recovery Attorneys (investorlawyers.com) filed this claim for their Client in FINRA arbitration.

Are You An Investor Who Suffered Losses in Lodging Fund REIT III?

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Wants To Talk To You

The law firm Shepherd Smith Edwards and Kantas is offering free case assessments to investors who suffered financial losses in Lodging Fund REIT III. The firm is investigating potential broker misconduct, fraud, and negligence related to the non-traded real estate investment trust, which has faced past SEC charges and risks like illiquidity.

Nearly three years after Lodging Fund REIT III’s CEO and advisor Legendary Capital REIT III paid over $4.7 million to resolve US Securities and Exchange Commission (SEC) charges accusing them of directing the non-traded real estate investment trust (non-traded REIT) to improperly pay back overhead costs, Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to speak with investors who suffered losses.

Another Inspired Healthcare Capital Investor Sues Ni Advisors

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Near-Retiree Alleges Broker-Dealer of Making an Unsuitable Investment Recommendation

A Missouri near-retiree is seeking up to $100,000 in damages through a FINRA arbitration lawsuit against brokerage firm Ni Advisors for recommending unsuitable, high-commission Inspired Healthcare Capital investments that led to near-total losses. The lawsuit, handled by Shepherd Smith Edwards and Kantas, alleges financial advisor misconduct and unsuitability following Inspired Healthcare Capital suspending redemptions and filing for Chapter 11 bankruptcy.

A Missouri investor is suing for up to $100K in damages after he sustained losses in Inspired Healthcare Capital. He contends that brokerage firm Ni Advisors unsuitably recommended this alternative investment, overconcentrating his account with it.

Inspired Healthcare Capital Investor Sues Arkadios Capital and Broker Jonathan Drew Keller

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Florida Retiree Files FINRA Lawsuit Seeking Up to $500K

The Inspired Healthcare Capital investor lawyers at Shepherd Smith Edwards and Kantas are representing a retired Daytona Beach senior in a FINRA lawsuit against Arkadios Capital seeking up to $500,000 in damages. The claim alleges that the firm unsuitably overconcentrated the client’s retirement assets in a high-risk, illiquid Delaware Statutory Trust before the developer filed for bankruptcy.

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Investor Lawyers (investorlawyers.com), are representing a Daytona Beach investor who suffered losses in Inspired Healthcare Capital Pinellas Park DST in his broker fraud case against Arkadios Capital and its financial advisor, Jonathan Drew Keller. Our Client, who is a retired septuagenarian, should never have been sold this Delaware Statutory Trust from an unknown issuer with not much of a track record. He is suing for up to $500K in damages.

I’m A Velocis Fund III Investor Who Suffered Serious Losses. What Damages Might I Be Owed If Broker Fraud Was Involved?

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

The Time To Explore Your Legal Options Is Now

Shepherd Smith Edwards and Kantas is actively investigating substantial investor losses tied to Velocis Fund III, a speculative and risky real estate fund that may have been unsuitably marketed to retail investors and retirees. The law firm is offering free consultations to affected investors, noting that individuals may be entitled to financial recovery if brokerage firms like RBC Capital Markets prioritized high commissions over their clients’ best interests.

If you are an investor who sustained losses in the Velocis Fund III, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. This speculative, risky investment should not have been sold to retail investors or conservative retirees, yet we have spoken to a number of them who are reporting substantial losses.

Mississippi Financial Product Failure Law Firm

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

What Investors Should Know About Recouping Losses From Failed Investments

From their Gulfport office, Shepherd Smith Edwards and Kantas operates as a Mississippi Financial Product Failure Law Firm dedicated to helping investors recoup losses from poorly managed, fraudulent, or defunct investments. Their seasoned securities attorneys evaluate potential claims to determine if broker negligence, unsuitability, or breach of fiduciary duty warrants pursuing a FINRA arbitration case for financial recovery.

From our Gulfport, MS securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents investors who suffered losses because of a failed financial product. We can help you determine whether you have grounds for an investment loss recovery case against your broker-dealer and its registered representative.

Investor Wins More Than $1.2M In Her Variable Annuity Case Against UBS Financial Services

Published on: May 21, 2026 | by Shepherd Smith Edwards & Kantas, LLP

FINRA Arbitration Panel Finds Broker-Dealer Liable For Compensatory Damages and Other Costs

A FINRA arbitration panel ordered UBS Financial Services to pay a widow over $1.2M in compensatory damages and costs after ruling that the firm was liable for losses sustained in her variable annuity case. The law firm Shepherd Smith Edwards and Kantas highlights this victory to demonstrate how their experienced FINRA Attorneys can help investors recover losses caused by broker misconduct and negligence.

UBS Financial Services must pay a widow more than $1.2M after a FINRA arbitration panel ruled in the Claimant’s favor. She had sued the brokerage firm over losses in a variable annuity that she bought using her retirement money.

Investor Lawyers Blog

Claimants Are Pursuing Up to $500,000 in Financial Recovery

Providing Quality Securities Representation Throughout The Magnolia State For Over 35 Years

Claimant Was Unsuitably Recommended the IHC Eatonton DST

Shepherd Smith Edwards and Kantas Wants To Talk To You

Near-Retiree Alleges Broker-Dealer of Making an Unsuitable Investment Recommendation

Florida Retiree Files FINRA Lawsuit Seeking Up to $500K

The Time To Explore Your Legal Options Is Now

What Investors Should Know About Recouping Losses From Failed Investments

FINRA Arbitration Panel Finds Broker-Dealer Liable For Compensatory Damages and Other Costs