Investor Lawyers Blog

Mississippi Failure To Supervise Lawyers Investigate Brokerage Firm Negligence

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Mississippi Failure To Supervise Lawyers

Our Gulfport, MS Securities Law Firm Represents Investors In Recouping Losses From Brokerage Firms

If you are a Mississippi investor who suspects that your portfolio losses may have been enabled or even caused by the lax supervision of your brokerage firm, contact the Gulfport, MS securities law office of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Unfortunately, the failure to supervise by a broker-dealer is an all too common occurrence.

Our Regulation D Private Placement Recovery Attorneys Are Representing Claimant

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investor From Mississippi Sues Great Point Capital

Our Regulation D Private Placement Recovery Attorneys Are Representing This Claimant

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed a Financial Industry Regulatory Authority (FINRA) lawsuit on behalf of a Mississippi investor against brokerage firm Great Point Capital. Our Client sustained substantial losses in Inspired Healthcare Capital (IHC) and its Fund V. He is now suing for up to six figures in damages for his portfolio losses.

Texas Broker Fraud Law Firm Investigates Former Ameriprise Advisor Eric Dupre

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Serious Investment Losses While Working With Former Ameriprise Broker Eric Dupre?

Shepherd Smith Edwards and Kantas Is Investigating This ex-San Antonio, TX, Financial Advisor Over Fraud Allegations, Including Elder Financial Abuse

If you are an investor who suffered suspect portfolio losses while working with then-Ameriprise registered representative Eric Anthony Dupre, please contact our Texas securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We can help you assess whether you have grounds for an investment loss recovery claim.

Law Firm Investigates Webull Financial Pump-and-Dump Scam

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Webull Financial Over Alleged Third-Party Pump-and-Dump Scam

We Are Representing Customers of This Broker-Dealer Whose Accounts Were Breached

If you are someone who suffered losses in the alleged pump-and-dump scheme involving your Webull Financial account that may have been breached, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Inspired Healthcare Capital Losses Sue Emerson Equity Over DST Losses

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors From California Sue Emerson Equity For DST Losses

Retiree Couple Is Pursuing Up to $500,000 in Damages From Broker-Dealer

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed another six-figure Inspired Healthcare Capital (IHC) recovery claim in FINRA arbitration against Emerson Equity. This time, the claimants are two senior investors from Livermore, CA. Also, Respondents in the investor lawsuit are Emerson Equity control person Dominic Julio Baldini and Emerson Equity broker Adam Ross Shipley.

Delaware Statutory Trust Law Firm: Seeking $5M for Investor Losses in IHC DSTs and Montego Minerals

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Florida Investor Files 7-Figure Inspired Healthcare Capital Fraud Lawsuit Against Emerson Equity

Claimant Is Suing For Up to $5,000,000 in a FINRA Arbitration Case

The Shepherd Smith Edwards and Kantas Delaware Statutory Trust Law Firm (investorlawyers.com) is representing a St. Petersburg, FL Claimant against Emerson Equity and its registered representatives, Dominic Julio Baldini and Dan Laurence Werry.

California Retiree Files Six-Figure Alternative Investment Loss Lawsuit

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

This Investor Sustained Losses in Buckingham DST and Shopoff REIT

The Shepherd Smith Edwards and Kantas Alternative Investment Loss Law Firm (investorlawyers.com) has filed an investment loss recovery claim against Emerson Equity on behalf of an investor who we believe was unsuitably recommended too risky products, including Shopoff REIT and Buckhingham DST.

This six-figure alternative investment loss case is for a California retiree who entrusted a good portion of her retirement savings to the broker-dealer. Now, she is alleging the unsuitable recommendation of high-risk investments that were especially bad for her, given she had IRA accounts in which losses can’t be written off.

Autocallable Structured Notes Explained

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

What Are Autocallable Structured Notes?

Shepherd Smith Edwards and Kantas Represents Investors of These High-Risk, Complex Investments

If you are an investor who suffered serious losses after your broker marketed and sold you autocallable structured notes, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) and ask for your free, no obligation case consultation.

Kentucky Unsuitability Law Firm

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Lexington, Kentucky Unsuitability Law Firm Provide Investors With Experienced Representation

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we can help you determine whether unsuitable recommendations played a part in your investment losses. You may have grounds for suing your broker-dealer for damages. Contact our Lexington, Kentucky Unsuitability Law Firm today to schedule your free case consultation.

Unsuitability is one of the most common legal grounds cited by investors when pursuing financial recovery from a broker-dealer. Financial advisors are required to only provide investing advice and make recommendations and transactions that are appropriate for each customer, given their particular investment goals, financial situation, age, investing time horizon, risk tolerance level, the rest of their portfolio, and other pertinent information about them. Unfortunately, this isn’t what always happens.

Nevada Retiree Who Suffered Private Placement and Annuity Losses Sues LifeMark Securities For Up to $500K

Published on: November 16, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Broker Fraud Attorneys Are Representing This Claimant In FINRA Arbitration

A Las Vegas investor is suing LifeMark Securities after the brokerage firm recommended a private placement, a Limited Partnership known as Tasty Brands, as well as annuities, to her, even though she is a retiree with a disability.

Private placements are risky, unregistered investment products. They are particularly unsuitable for those who are no longer earning employment wages. They are illiquid and hard to resell. Annuities can also be illiquid and have lengthy surrender periods. They are unsuitable for many retirees.